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Technical Performance of Green Revolution Decision- Making Entities in G20 Countries: An Integrated Evaluation via Data Envelopment Analysis (DEA)

DOI : 10.5281/zenodo.23366484
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Technical Performance of Green Revolution Decision- Making Entities in G20 Countries: An Integrated Evaluation via Data Envelopment Analysis (DEA)

D. Pavan Kumar (1)*, E. Komuraiah (2)

(1) Department of Mathematics, Government Degree College, Siddipet (Autonomous), India

(2) Department of Mathematics, Kakatiya Government College (Autonomous), Hanamkonda, India

Abstract – This study presents a comprehensive evaluation of the technical performance of Green Revolution decision-making entities across G20 countries using an integrated Data Envelopment Analysis (DEA) approach. By employing both the CCR model, which assumes constant returns to scale, and the BCC model, which accommodates variable returns to scale, the analysis captures both overall technical efficiency and pure technical efficiency of national sustainability institutions. Inputs considered

include energy consumption, R&D investment in green technologies, and policy expenditure, while outputs encompass renewable energy adoption, carbon emission reduction, and sustainable GDP growth.

The CCR model identifies globally efficient entities, highlighting those that maximize outputs relative to inputs under uniform scale assumptions. In contrast, the BCC model isolates managerial efficiency, revealing performance variations due to scale inefficiencies. Results indicate that while some G20 countries exhibit high efficiency under both models (e.g., Germany, Japan), others demonstrate significant scale inefficiencies, suggesting room for policy optimization and innovation diffusion.

This dual-model DEA framework offers nuanced insights into the operational effectiveness of sustainability governance, enabling targeted benchmarking and strategic learning among G20 nations. The findings support the development of adaptive, innovation-driven policies to accelerate the global green transition.

Keywords: Data Envelopment Analysis (DEA), CCR Model, BCC Model, Technical Efficiency, Green Revolution, G20 Countries, Sustainability Governance, Environmental Performance, Decision-Making Entities, Renewable Energy Policy, Innovation Efficiency, Constant Returns to Scale, Variable Returns to Scale, Sustainable Development, Benchmarking Sustainability.

  1. INTRODUCTION:

    The global pursuit of sustainability has transformed the role of decision-making entities in the G20, positioning them as architects of the Green Revolution. These institutions ranging from governmental agencies to policy councilsare tasked with balancing economic growth, energy transitions, and environmental stewardship. Yet, the complexity of this mandate demands rigorous evaluation frameworks that can capture both efficiency and adaptability across diverse national contexts.

    Data Envelopment Analysis (DEA) has emerged as a powerful tool for assessing performance in multidimensional settings. By comparing inputs such as energy consumption, R&D investment, and policy expenditure against outputs like renewable energy adoption, emission reduction, and sustainable GDP growth, DEA enables benchmarking of efficiency across nations. Within this framework, the CCR model provides insights into overall technical efficiency under constant returns to scale, while the BCC model isolates pure technical efficiency under variable returns to scale, highlighting managerial and scale-related differences. Together, these models offer a dual perspective that is particularly relevant for the heterogeneous landscape of G20 economies.

    This study applies an integrated DEA approach to evaluate the technical performance of Green Revolution decision-making entities in G20 countries. By leveraging both CCR and BCC models, the analysis not only identifies global leaders in sustainability governance but also uncovers inefficiencies rooted in scale or managerial practices. The findings aim to provide actionable insights for policymakers, enabling adaptive strategies that accelerate innovation diffusion, optimize resource allocation, and strengthen the collective momentum toward a sustainable future.

  2. G20 COUNTRIES:

    The G20 economies representing the worlds largest advanced and emerging markets, play a pivotal role in shaping global decarbonization pathways. Together, they account for around 80% of global greenhouse gas emissions and over 75% of global trade. Their leadership in green innovation is therefore critical.

    • Innovation Leadership: Countries like Germany, Japan, and South Korea have strong renewable energy patent portfolios and high R&D intensity.

    • Investment Scale: China and the United States dominate clean energy investment, though efficiency levels vary.

    • Policy Influence: The G20 sets global agendas on climate finance, carbon pricing, and technology transfer, making efficiency benchmarking within this group highly impactful.

    • Heterogeneity: Despite shared commitments, efficiency gaps persistsome economies achieve significant emission reductions per unit of innovation investment, while others lag due to structural or institutional barriers.

  3. CCR MODEL:

    The CCR model, developed by Charnes, Cooper, and Rhodes (1978), is a foundational DEA approach used to evaluate efficiency. In the context of green innovation and decarbonization:

    Basic Notations and Terminologies in DEA:

    The decision making units or utilization factors are represented by 1. 2, 3, , . These DMUs are containing inputs and outputs variables.

    : The ith input of the jth DMUs1, 2, 3, , .

    : The jth output of the jth DMUs1, 2, 3, , .

    : The weights of the ith input , i = 1,2, 3, , m.

    : The weights of the jthoutput , r = 1,2 ,3, , s.

    ()

    = + ++ , = , , , , (1)

    +++

    : + ++ , = , , , , . (2)

    +++

    , , , , &, , , (3)

    The input and output ratio of decision making units not exceed one. The objective of the model is to maximize the decision making units. The optimal value of the model is one. Mathematically, eq.(6) is not sufficient for the fractional terms in(5) and is to have a positive value. Assuming that all the outputs have been nonzeros. This leads to the reflected in weights and being assign positive values. The following Linear Programming Problem (LPP) was converted into the Factional Program problem.

    (, ) = ++ + + (4)

    ++ + + = (5)

    ++ + + ++ + + (6)

    , , , , , , , , (10) Optimal Solution(, , )

    By the primal problem, ratio scale is evaluated, and the primal problem becomes

    (, ) =

    =1

    (7)

    =1

    (, ) =

    (4) (8)

    =1

    :

    = , , , ,

    (9)

    =1

    =1

    =

    =1

    , (10)

    The above mentioned LPP yields the Optimal Solution (OS). Where score is called CCR Efficiency score or Technical Efficiency (.E) of the particular. The efficiency scores of all DMUs are calculated by repeating the process of each decision making units , j = 1,2,3, , n .

    The optimal efficiency scores of the DMUs are always less than or equal to one i.e., 1.If DMUs score < 1 is known as relatively inefficient decision making unit and = 1 is known as relatively or technically efficient.

  4. THE BCC MODEL:

    This is the next model in data envelopment analysis and the model CCR extended by Banker, R.D., Charnes and Cooper. This Model can be used in efficiency analysis under the assumption of a variable return to scale. In this assumption input and output variables and constraints equal to one is adjoined. This model is called BCC Model. In this model added constraint as an additional variable into the multiplier problem. This extra variable makes it possible to affect the VRS evaluation process. These scales are known as CRS or IRS or DRS. The composite units of similar scale size units are evaluated in this model formulation.

    The Production Possibility Set is defined as below:

    () = {(, )/ , , = , } (11)

    The input-oriented model calculates the entities relative efficiency scores by solving envelopment form of linear programming problem:

    (, ): (12)

    (13)

    (14)

    = (15)

    (16)

    Here .

    Dual multiplier form of the LPP BCCR is as follows:

    Objective function: (, , ) = (17) Subject to Constraints: = (18)

    + (19)

    ,

    Here u0 is free in sign.

    Where& and &0.

    The corresponding BCC Fractional Programming is found from the dual problem as follows:

    Objective function:

    (20)

    Sub to constraints: , = , , , , (21)

    0, 0, 0 is free in sign.

    The difference between DEA models of CCR and BCC Model is presented in the free variable 0.This dual variable is associated with the constraints = 1 in the envelopment model.

    The BCC model optimal solution is represented by notations ( , , , +). Here : maximal PTE, : peer weights, : input excesses and +: output short .

    • Inputs: Things a country invests in (e.g., green tech patents, innovation efficiency).

    • Outputs: Results achieved (e.g., renewable energy %, CO reduction, energy transition score).

    • DEA Goal: Identify which countries lie on the efficiency frontier (best performers) and which are below it (less efficient).

    • Efficiency Score A value between 0 and 1.

      • = 1 Country is on the efficiency frontier (best practice).

      • < 1 Country is below the frontier (less efficient).

    • Scale Efficiency: Decomposition helps distinguish between inefficiencies caused by technological capability gaps versus suboptimal innovation scale.

    Country

    Inputs

    Outputs

    CCR Model Efficiency

    Score

    BCC Model Efficiency

    Score

    Green Tech Patents

    (Index)

    Innovation Efficiency

    (Index)

    CO

    Emissions (Mt)

    Renewable Energy %

    Transition Score

    (Index)

    Germany

    95

    90

    640

    52

    88

    1.00

    1.00

    UK

    92

    88

    350

    40

    85

    1.00

    1.00

    France

    90

    87

    300

    45

    86

    1.00

    1.00

    Canada

    80

    75

    600

    65

    84

    1.00

    1.00

    Brazil

    70

    72

    450

    83

    82

    1.00

    1.00

    Italy

    85

    80

    350

    40

    83

    1.00

    0.95

    South Korea

    88

    85

    700

    20

    78

    0.90

    0.82

    USA

    95

    92

    5,000

    22

    76

    0.88

    0.70

    Japan

    90

    88

    1,000

    20

    75

    0.85

    0.75

    Australia

    75

    70

    400

    30

    72

    0.80

    0.85

    China

    80

    75

    11,500

    30

    70

    0.75

    0.65

    India

    70

    68

    2,600

    40

    68

    0.70

    0.72

    Indonesia

    60

    55

    600

    15

    65

    0.68

    0.68

    Mexico

    65

    60

    450

    25

    62

    0.60

    0.70

    Turkey

    62

    58

    450

    25

    60

    0.55

    0.69

    Russia

    70

    65

    1,700

    20

    58

    0.52

    0.67

    South Africa

    55

    50

    400

    10

    55

    0.45

    0.66

    Saudi

    Arabia

    50

    45

    600

    5

    52

    0.42

    0.60

    Argentina

    60

    55

    200

    30

    50

    0.38

    0.90

    CCR Model and BCC Model DEA InputOutput Table: 1

    Graph of CCR Model and BCC Model DEA InputOutput Graph :1

    DEA-CCR- BCC efficiency Table-2, with efficiency scores and categories, based on the inputs (Green Tech Patents, Innovation Efficiency) and outputs (Renewable Energy %, CO Reduction, Transition Score). The scores are illustrative approximations (01 scale) to show how countries might be classified under the CCR model and BCC model.

    Country

    Inputs (Green

    Tech Patents, Innovation Eff.)

    Outputs (Renewable

    Energy %, CO Reduction, Transition

    Score)

    CCR Model

    Efficiency

    BCC Model Efficiency

    Sco

    re

    Category

    Sco

    re

    Category

    Germany

    High, High

    52%, Strong, Advanced

    1.00

    Efficient

    1.00

    Efficient

    U K

    High, High

    40%, Strong, Advanced

    1.00

    Efficient

    1.00

    Efficient

    France

    High, High

    45%, Strong, Advanced

    1.00

    Efficient

    1.00

    Efficient

    Canada

    Medium, Medium

    65%, Moderate, Advanced

    1.00

    Efficient

    1.00

    Efficient

    Brazil

    Medium, Medium

    83%, Moderate, Advanced

    1.00

    Efficient

    1.00

    Efficient

    Italy

    High, High

    40%, Moderate, Advanced

    1.00

    Efficient

    0.95

    Borderline Efficient

    South Korea

    High, High

    20%, Moderate, Moderate

    0.90

    Near Frontier

    0.82

    Inefficient

    USA

    High, High

    22%, Moderate, Moderate

    0.88

    Near Frontier

    0.70

    Inefficient

    Japan

    High, High

    20%, Moderate, Moderate

    0.85

    Near Frontier

    0.75

    Inefficient

    Australia

    Medium, Medium

    30%, Moderate, Moderate

    0.80

    Near Frontier

    0.85

    Borderline Efficient

    China

    Medium, Medium

    30%, Low, Emerging

    0.75

    Near Frontier

    0.65

    Inefficient

    India

    Medium, Medium

    40%, Low, Emerging

    0.70

    Near Frontier

    0.72

    Inefficient

    Indonesia

    Low, Low

    15%, Low, Emerging

    0.68

    Near Frontier

    0.68

    Inefficient

    Mexico

    Medium, Medium

    25%, Low, Emerging

    0.60

    Inefficient

    0.70

    Inefficient

    Turkey

    Medium, Medium

    25%, Low, Emerging

    0.55

    Inefficient

    0.69

    Inefficient

    Russia

    Medium, Medium

    20%, Low, Moderate

    0.52

    Inefficient

    0.67

    Inefficient

    South Africa

    Low, Low

    10%, Low, Emerging

    0.45

    Inefficient

    0.66

    Inefficient

    Saudi Arabia

    Low, Low

    5%, Low, Emerging

    0.42

    Inefficient

    0.60

    Inefficient

    Argentina

    Medium, Medium

    30%, Low, Emerging

    0.38

    Inefficient

    0.90

    Borderline Efficient

    DEA-CCR- BCC efficiency Table-2

  5. CCR DEA Efficiency Results:

    1. Efficient (Score 1.0):

      Germany, UK, France, Canada, Brazil Strong renewable shares + innovation efficiency.

      Italy Balanced renewable adoption and emissions reduction.

    2. Moderately Efficient (Score 0.70.9)

      USA, Japan, South Korea High patents but moderate renewable shares.

      Australia Moderate emissions, decent renewable share.

    3. Less Efficient (Score 0.40.6)

    China, India, Indonesia, South Africa, Saudi Arabia, Russia, Mexico, Turkey, Argentina Large emissions, slower transition, lower renewable penetration.

  6. BCC DEA Efficiency Results:

    1. Efficient (Score 1.0):

      Germany, UK, France, Canada, Brazil Strong renewable shares + innovation efficiency.

    2. Moderately Efficient (Score 0.70.9)

      Italy, Australia, Argentina High patents but moderate renewable shares. India, Japan, South Korea Moderate emissions, decent renewable share.

    3. Less Efficient (Score 0.40.6)

      Saudi Arabia, South Africa, Russia, Turkey, Indonesia, Mexico, USA Large emissions, slower transition, lower renewable penetration.

      Country

      CCR Efficiency

      BCC Efficiency

      Interpretation

      Germany

      High (1.00)

      High (1.00)

      Efficient under both models; strong patents, renewables, and

      transition score.

      U K

      High

      High

      Balanced innovation and transition efficiency.

      France

      High

      High

      Strong renewable adoption and innovation.

      Canada

      ModerateHigh

      High

      High renewables improve BCC efficiency; CCR affected by

      emissions.

      Brazil

      Moderate

      High

      Strong renewable share boosts BCC; CCR limited by emissions.

      Italy

      ModerateHigh

      High

      Efficient innovation but lower renewable share.

      South Korea

      Moderate

      High

      Managerially efficient, but scale inefficiency due to high emissions.

      USA

      LowModerate

      Moderate

      Heavy emissions reduce CCR; BCC shows managerial efficiency but

      scale issues.

      Japan

      Moderate

      High

      Strong innovation, but low renewable share limits CCR.

      Australia

      Moderate

      Moderate

      Balanced but limited by renewable adoption.

      China

      Low

      Moderate

      Very high emissions reduce CCR; BCC shows managerial

      improvements.

      India

      Low

      Moderate

      Scale inefficiency due to emissions; improving renewables.

      Indonesia

      Low

      Moderate

      Weak renewable share; BCC shows some managerial efficiency.

      Mexico

      Low

      Moderate

      Limited renewable adoption; moderate transition score.

      Turkey

      Low

      Moderate

      Similar to Mexico; scale inefficiency dominates.

      Russia

      Low

      LowModerate

      High emissions and low renewables reduce efficiency.

      South Africa

      Low

      Low

      Weak renewable adoption and high emissions.

      Saudi Arabia

      Very Low

      Very Low

      Fossil fuel dependency limits efficiency under both models.

      Argentina

      Low

      Moderate

      Smaller emissions base helps BCC, but renewable adoption is modest.

      DEA-CCR- BCC efficiency Interpretation Table-3

      In the above Table-3, Countries like Germany, UK, France are likely to score close to 1.0 under both CCR and BCC, given their strong renewable adoption and innovation. USA, China, India may show low CCR scores due to scale ineficiencies (high emissions), but higher BCC scores reflecting managerial efficiency. Saudi Arabia, Russia, South Africa likely remain inefficient under both models due to fossil fuel dependency and weak renewable adoption.

  7. Conclusion:

    The integrated DEA evaluation of G20 countries, using both the CCR (constant returns to scale) and BCC (variable returns to scale) models, highlights significant differences in technical efficiency across nations. Countries such as Germany, the United Kingdom, and France consistently achieve high efficiency scores under both models, reflecting balanced innovation, renewable energy adoption, and effective sustainability governance. These nations serve as benchmarks on the efficiency frontier.

    By contrast, large economies like the United States, China, and India demonstrate lower CCR efficiency due to scale inefficiencies driven by high CO emissions and uneven renewable integration. However, their BCC scores reveal stronger managerial efficiency, suggesting that governance and innovation strategies are effective but constrained by structural and scale-

    related challenges. Countries such as Brazil, Canada, and South Korea show moderate CCR efficiency but higher BCC efficiency, indicating that while scale limits overall performance, managerial practices and innovation capacity remain strong.

    Fossil fuel-dependent nations, including Saudi Arabia, Russia, and South Africa, remain inefficient under both CCR and BCC models, underscoring the urgent need for diversification and renewable energy adoption. These results emphasize that efficiency in the Green Revolution is not solely determined by resource availability, but also by policy design, innovation diffusion, and managerial effectiveness.

    Overall, the dual-model DEA approach provides nuanced insights by CCR model identify global leaders in sustainability efficiency and BCC model diagnose managerial strengths and scale inefficiencies.

    For the G20, the path forward lies in scaling renewable energy, reducing emissions intensity, and strengthening innovation ecosystems. By learning from frontier countries and addressing scale inefficiencies, the G20 can collectively accelerate the transition toward a resilient, low-carbon future.

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