DOI : 10.5281/zenodo.23366484
- Open Access

- Authors : Dr. D Pavan Kumar, Dr. E. Komuraiah
- Paper ID : IJERTV15IS100417
- Volume & Issue : Volume 15, Issue 10 , October – 2026
- Published (First Online): 14-10-2026
- ISSN (Online) : 2278-0181
- Publisher Name : IJERT
- License:
This work is licensed under a Creative Commons Attribution 4.0 International License
Technical Performance of Green Revolution Decision- Making Entities in G20 Countries: An Integrated Evaluation via Data Envelopment Analysis (DEA)
D. Pavan Kumar (1)*, E. Komuraiah (2)
(1) Department of Mathematics, Government Degree College, Siddipet (Autonomous), India
(2) Department of Mathematics, Kakatiya Government College (Autonomous), Hanamkonda, India
Abstract – This study presents a comprehensive evaluation of the technical performance of Green Revolution decision-making entities across G20 countries using an integrated Data Envelopment Analysis (DEA) approach. By employing both the CCR model, which assumes constant returns to scale, and the BCC model, which accommodates variable returns to scale, the analysis captures both overall technical efficiency and pure technical efficiency of national sustainability institutions. Inputs considered
include energy consumption, R&D investment in green technologies, and policy expenditure, while outputs encompass renewable energy adoption, carbon emission reduction, and sustainable GDP growth.
The CCR model identifies globally efficient entities, highlighting those that maximize outputs relative to inputs under uniform scale assumptions. In contrast, the BCC model isolates managerial efficiency, revealing performance variations due to scale inefficiencies. Results indicate that while some G20 countries exhibit high efficiency under both models (e.g., Germany, Japan), others demonstrate significant scale inefficiencies, suggesting room for policy optimization and innovation diffusion.
This dual-model DEA framework offers nuanced insights into the operational effectiveness of sustainability governance, enabling targeted benchmarking and strategic learning among G20 nations. The findings support the development of adaptive, innovation-driven policies to accelerate the global green transition.
Keywords: Data Envelopment Analysis (DEA), CCR Model, BCC Model, Technical Efficiency, Green Revolution, G20 Countries, Sustainability Governance, Environmental Performance, Decision-Making Entities, Renewable Energy Policy, Innovation Efficiency, Constant Returns to Scale, Variable Returns to Scale, Sustainable Development, Benchmarking Sustainability.
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INTRODUCTION:
The global pursuit of sustainability has transformed the role of decision-making entities in the G20, positioning them as architects of the Green Revolution. These institutions ranging from governmental agencies to policy councilsare tasked with balancing economic growth, energy transitions, and environmental stewardship. Yet, the complexity of this mandate demands rigorous evaluation frameworks that can capture both efficiency and adaptability across diverse national contexts.
Data Envelopment Analysis (DEA) has emerged as a powerful tool for assessing performance in multidimensional settings. By comparing inputs such as energy consumption, R&D investment, and policy expenditure against outputs like renewable energy adoption, emission reduction, and sustainable GDP growth, DEA enables benchmarking of efficiency across nations. Within this framework, the CCR model provides insights into overall technical efficiency under constant returns to scale, while the BCC model isolates pure technical efficiency under variable returns to scale, highlighting managerial and scale-related differences. Together, these models offer a dual perspective that is particularly relevant for the heterogeneous landscape of G20 economies.
This study applies an integrated DEA approach to evaluate the technical performance of Green Revolution decision-making entities in G20 countries. By leveraging both CCR and BCC models, the analysis not only identifies global leaders in sustainability governance but also uncovers inefficiencies rooted in scale or managerial practices. The findings aim to provide actionable insights for policymakers, enabling adaptive strategies that accelerate innovation diffusion, optimize resource allocation, and strengthen the collective momentum toward a sustainable future.
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G20 COUNTRIES:
The G20 economies representing the worlds largest advanced and emerging markets, play a pivotal role in shaping global decarbonization pathways. Together, they account for around 80% of global greenhouse gas emissions and over 75% of global trade. Their leadership in green innovation is therefore critical.
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Innovation Leadership: Countries like Germany, Japan, and South Korea have strong renewable energy patent portfolios and high R&D intensity.
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Investment Scale: China and the United States dominate clean energy investment, though efficiency levels vary.
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Policy Influence: The G20 sets global agendas on climate finance, carbon pricing, and technology transfer, making efficiency benchmarking within this group highly impactful.
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Heterogeneity: Despite shared commitments, efficiency gaps persistsome economies achieve significant emission reductions per unit of innovation investment, while others lag due to structural or institutional barriers.
-
-
CCR MODEL:
The CCR model, developed by Charnes, Cooper, and Rhodes (1978), is a foundational DEA approach used to evaluate efficiency. In the context of green innovation and decarbonization:
Basic Notations and Terminologies in DEA:
The decision making units or utilization factors are represented by 1. 2, 3, , . These DMUs are containing inputs and outputs variables.
: The ith input of the jth DMUs1, 2, 3, , .
: The jth output of the jth DMUs1, 2, 3, , .
: The weights of the ith input , i = 1,2, 3, , m.
: The weights of the jthoutput , r = 1,2 ,3, , s.
()
= + ++ , = , , , , (1)
+++
: + ++ , = , , , , . (2)
+++
, , , , &, , , (3)
The input and output ratio of decision making units not exceed one. The objective of the model is to maximize the decision making units. The optimal value of the model is one. Mathematically, eq.(6) is not sufficient for the fractional terms in(5) and is to have a positive value. Assuming that all the outputs have been nonzeros. This leads to the reflected in weights and being assign positive values. The following Linear Programming Problem (LPP) was converted into the Factional Program problem.
(, ) = ++ + + (4)
++ + + = (5)
++ + + ++ + + (6)
, , , , , , , , (10) Optimal Solution(, , )
By the primal problem, ratio scale is evaluated, and the primal problem becomes
(, ) =
=1
(7)
=1
(, ) =
(4) (8)
=1
:
= , , , ,
(9)
=1
=1
=
=1
, (10)
The above mentioned LPP yields the Optimal Solution (OS). Where score is called CCR Efficiency score or Technical Efficiency (.E) of the particular. The efficiency scores of all DMUs are calculated by repeating the process of each decision making units , j = 1,2,3, , n .
The optimal efficiency scores of the DMUs are always less than or equal to one i.e., 1.If DMUs score < 1 is known as relatively inefficient decision making unit and = 1 is known as relatively or technically efficient.
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THE BCC MODEL:
This is the next model in data envelopment analysis and the model CCR extended by Banker, R.D., Charnes and Cooper. This Model can be used in efficiency analysis under the assumption of a variable return to scale. In this assumption input and output variables and constraints equal to one is adjoined. This model is called BCC Model. In this model added constraint as an additional variable into the multiplier problem. This extra variable makes it possible to affect the VRS evaluation process. These scales are known as CRS or IRS or DRS. The composite units of similar scale size units are evaluated in this model formulation.
The Production Possibility Set is defined as below:
() = {(, )/ , , = , } (11)
The input-oriented model calculates the entities relative efficiency scores by solving envelopment form of linear programming problem:
(, ): (12)
(13)
(14)
= (15)
(16)
Here .
Dual multiplier form of the LPP BCCR is as follows:
Objective function: (, , ) = (17) Subject to Constraints: = (18)
+ (19)
,
Here u0 is free in sign.
Where& and &0.
The corresponding BCC Fractional Programming is found from the dual problem as follows:
Objective function:
(20)
Sub to constraints: , = , , , , (21)
0, 0, 0 is free in sign.
The difference between DEA models of CCR and BCC Model is presented in the free variable 0.This dual variable is associated with the constraints = 1 in the envelopment model.
The BCC model optimal solution is represented by notations ( , , , +). Here : maximal PTE, : peer weights, : input excesses and +: output short .
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Inputs: Things a country invests in (e.g., green tech patents, innovation efficiency).
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Outputs: Results achieved (e.g., renewable energy %, CO reduction, energy transition score).
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DEA Goal: Identify which countries lie on the efficiency frontier (best performers) and which are below it (less efficient).
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Efficiency Score A value between 0 and 1.
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= 1 Country is on the efficiency frontier (best practice).
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< 1 Country is below the frontier (less efficient).
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Scale Efficiency: Decomposition helps distinguish between inefficiencies caused by technological capability gaps versus suboptimal innovation scale.
Country
Inputs
Outputs
CCR Model Efficiency
Score
BCC Model Efficiency
Score
Green Tech Patents
(Index)
Innovation Efficiency
(Index)
CO
Emissions (Mt)
Renewable Energy %
Transition Score
(Index)
Germany
95
90
640
52
88
1.00
1.00
UK
92
88
350
40
85
1.00
1.00
France
90
87
300
45
86
1.00
1.00
Canada
80
75
600
65
84
1.00
1.00
Brazil
70
72
450
83
82
1.00
1.00
Italy
85
80
350
40
83
1.00
0.95
South Korea
88
85
700
20
78
0.90
0.82
USA
95
92
5,000
22
76
0.88
0.70
Japan
90
88
1,000
20
75
0.85
0.75
Australia
75
70
400
30
72
0.80
0.85
China
80
75
11,500
30
70
0.75
0.65
India
70
68
2,600
40
68
0.70
0.72
Indonesia
60
55
600
15
65
0.68
0.68
Mexico
65
60
450
25
62
0.60
0.70
Turkey
62
58
450
25
60
0.55
0.69
Russia
70
65
1,700
20
58
0.52
0.67
South Africa
55
50
400
10
55
0.45
0.66
Saudi
Arabia
50
45
600
5
52
0.42
0.60
Argentina
60
55
200
30
50
0.38
0.90
CCR Model and BCC Model DEA InputOutput Table: 1
Graph of CCR Model and BCC Model DEA InputOutput Graph :1
DEA-CCR- BCC efficiency Table-2, with efficiency scores and categories, based on the inputs (Green Tech Patents, Innovation Efficiency) and outputs (Renewable Energy %, CO Reduction, Transition Score). The scores are illustrative approximations (01 scale) to show how countries might be classified under the CCR model and BCC model.
Country
Inputs (Green
Tech Patents, Innovation Eff.)
Outputs (Renewable
Energy %, CO Reduction, Transition
Score)
CCR Model
Efficiency
BCC Model Efficiency
Sco
re
Category
Sco
re
Category
Germany
High, High
52%, Strong, Advanced
1.00
Efficient
1.00
Efficient
U K
High, High
40%, Strong, Advanced
1.00
Efficient
1.00
Efficient
France
High, High
45%, Strong, Advanced
1.00
Efficient
1.00
Efficient
Canada
Medium, Medium
65%, Moderate, Advanced
1.00
Efficient
1.00
Efficient
Brazil
Medium, Medium
83%, Moderate, Advanced
1.00
Efficient
1.00
Efficient
Italy
High, High
40%, Moderate, Advanced
1.00
Efficient
0.95
Borderline Efficient
South Korea
High, High
20%, Moderate, Moderate
0.90
Near Frontier
0.82
Inefficient
USA
High, High
22%, Moderate, Moderate
0.88
Near Frontier
0.70
Inefficient
Japan
High, High
20%, Moderate, Moderate
0.85
Near Frontier
0.75
Inefficient
Australia
Medium, Medium
30%, Moderate, Moderate
0.80
Near Frontier
0.85
Borderline Efficient
China
Medium, Medium
30%, Low, Emerging
0.75
Near Frontier
0.65
Inefficient
India
Medium, Medium
40%, Low, Emerging
0.70
Near Frontier
0.72
Inefficient
Indonesia
Low, Low
15%, Low, Emerging
0.68
Near Frontier
0.68
Inefficient
Mexico
Medium, Medium
25%, Low, Emerging
0.60
Inefficient
0.70
Inefficient
Turkey
Medium, Medium
25%, Low, Emerging
0.55
Inefficient
0.69
Inefficient
Russia
Medium, Medium
20%, Low, Moderate
0.52
Inefficient
0.67
Inefficient
South Africa
Low, Low
10%, Low, Emerging
0.45
Inefficient
0.66
Inefficient
Saudi Arabia
Low, Low
5%, Low, Emerging
0.42
Inefficient
0.60
Inefficient
Argentina
Medium, Medium
30%, Low, Emerging
0.38
Inefficient
0.90
Borderline Efficient
DEA-CCR- BCC efficiency Table-2
-
-
CCR DEA Efficiency Results:
-
Efficient (Score 1.0):
Germany, UK, France, Canada, Brazil Strong renewable shares + innovation efficiency.
Italy Balanced renewable adoption and emissions reduction.
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Moderately Efficient (Score 0.70.9)
USA, Japan, South Korea High patents but moderate renewable shares.
Australia Moderate emissions, decent renewable share.
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Less Efficient (Score 0.40.6)
China, India, Indonesia, South Africa, Saudi Arabia, Russia, Mexico, Turkey, Argentina Large emissions, slower transition, lower renewable penetration.
-
-
BCC DEA Efficiency Results:
-
Efficient (Score 1.0):
Germany, UK, France, Canada, Brazil Strong renewable shares + innovation efficiency.
-
Moderately Efficient (Score 0.70.9)
Italy, Australia, Argentina High patents but moderate renewable shares. India, Japan, South Korea Moderate emissions, decent renewable share.
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Less Efficient (Score 0.40.6)
Saudi Arabia, South Africa, Russia, Turkey, Indonesia, Mexico, USA Large emissions, slower transition, lower renewable penetration.
Country
CCR Efficiency
BCC Efficiency
Interpretation
Germany
High (1.00)
High (1.00)
Efficient under both models; strong patents, renewables, and
transition score.
U K
High
High
Balanced innovation and transition efficiency.
France
High
High
Strong renewable adoption and innovation.
Canada
ModerateHigh
High
High renewables improve BCC efficiency; CCR affected by
emissions.
Brazil
Moderate
High
Strong renewable share boosts BCC; CCR limited by emissions.
Italy
ModerateHigh
High
Efficient innovation but lower renewable share.
South Korea
Moderate
High
Managerially efficient, but scale inefficiency due to high emissions.
USA
LowModerate
Moderate
Heavy emissions reduce CCR; BCC shows managerial efficiency but
scale issues.
Japan
Moderate
High
Strong innovation, but low renewable share limits CCR.
Australia
Moderate
Moderate
Balanced but limited by renewable adoption.
China
Low
Moderate
Very high emissions reduce CCR; BCC shows managerial
improvements.
India
Low
Moderate
Scale inefficiency due to emissions; improving renewables.
Indonesia
Low
Moderate
Weak renewable share; BCC shows some managerial efficiency.
Mexico
Low
Moderate
Limited renewable adoption; moderate transition score.
Turkey
Low
Moderate
Similar to Mexico; scale inefficiency dominates.
Russia
Low
LowModerate
High emissions and low renewables reduce efficiency.
South Africa
Low
Low
Weak renewable adoption and high emissions.
Saudi Arabia
Very Low
Very Low
Fossil fuel dependency limits efficiency under both models.
Argentina
Low
Moderate
Smaller emissions base helps BCC, but renewable adoption is modest.
DEA-CCR- BCC efficiency Interpretation Table-3
In the above Table-3, Countries like Germany, UK, France are likely to score close to 1.0 under both CCR and BCC, given their strong renewable adoption and innovation. USA, China, India may show low CCR scores due to scale ineficiencies (high emissions), but higher BCC scores reflecting managerial efficiency. Saudi Arabia, Russia, South Africa likely remain inefficient under both models due to fossil fuel dependency and weak renewable adoption.
-
-
Conclusion:
The integrated DEA evaluation of G20 countries, using both the CCR (constant returns to scale) and BCC (variable returns to scale) models, highlights significant differences in technical efficiency across nations. Countries such as Germany, the United Kingdom, and France consistently achieve high efficiency scores under both models, reflecting balanced innovation, renewable energy adoption, and effective sustainability governance. These nations serve as benchmarks on the efficiency frontier.
By contrast, large economies like the United States, China, and India demonstrate lower CCR efficiency due to scale inefficiencies driven by high CO emissions and uneven renewable integration. However, their BCC scores reveal stronger managerial efficiency, suggesting that governance and innovation strategies are effective but constrained by structural and scale-
related challenges. Countries such as Brazil, Canada, and South Korea show moderate CCR efficiency but higher BCC efficiency, indicating that while scale limits overall performance, managerial practices and innovation capacity remain strong.
Fossil fuel-dependent nations, including Saudi Arabia, Russia, and South Africa, remain inefficient under both CCR and BCC models, underscoring the urgent need for diversification and renewable energy adoption. These results emphasize that efficiency in the Green Revolution is not solely determined by resource availability, but also by policy design, innovation diffusion, and managerial effectiveness.
Overall, the dual-model DEA approach provides nuanced insights by CCR model identify global leaders in sustainability efficiency and BCC model diagnose managerial strengths and scale inefficiencies.
For the G20, the path forward lies in scaling renewable energy, reducing emissions intensity, and strengthening innovation ecosystems. By learning from frontier countries and addressing scale inefficiencies, the G20 can collectively accelerate the transition toward a resilient, low-carbon future.
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