DOI : 10.17577/IJERTV15IS060005
- Open Access

- Authors : Eng. Arcado Abel Nkayamba, Dr. Douglas Benjamin Mmasi, Eng. Stephano M. Alphayo
- Paper ID : IJERTV15IS060005
- Volume & Issue : Volume 15, Issue 06 , June – 2026
- Published (First Online): 04-07-2026
- ISSN (Online) : 2278-0181
- Publisher Name : IJERT
- License:
This work is licensed under a Creative Commons Attribution 4.0 International License
Integrated Sewerage Optimization Model (ISOM) for Performance Assessment of Urban Sewerage Networks: A Capacity, Reliability and Sustainability Framework Validated on Mwanza, Tanzania
Arcado Abel Nakayamba (1) * Douglas Benjamin Mmasi (1) Stephano M. Alphayo (2)
(1) Department of Water Supply and Sanitation Engineering, Water Institute, P.O BOX 35059, Dar Es Salaam, Tanzania.
Abstract – Sewerage networks in rapidly urbanizing cities are deteriorating under hydraulic overloading, structural failure, and escalating operational costs. The Integrated Sewerage Optimization Model (ISOM) was developed and applied to the Mwanza City sewerage network (62.86 km; 20222025) using monthly operational data (n = 48). Twenty variables were analyzed using descriptive statistics, Pearson correlation, Principal Component Regression (PCR), and temporal split sample validation. Peak wet weather flow exceeded design capacity by 33.845.8%. Three principal components explained 100% of predictor variance: PC1 (Hydraulic-Structural Deterioration, 76.4%), PC2 (Financial Stress, 19.6%), and PC3 Rainfall, 4.0%) and (I/I. Temporal holdout validation on 2025 data confirmed satisfactory predictive accuracy (holdout R²
= 0.714; NSE = 0.714; PBIAS = 3.11%). NPI declined from 100.0% (2022) to 5.0% (2025), consistent with Table 3.5. Priority interventions include capacity expansion, mechanized sediment removal, pipe rehabilitation, and adoption of proactive asset management. Integrated Sewerage Optimization model (ISOM) reliably quantifies sewerage performance across capacity, reliability, and sustainability dimensions with strong predictive validity. Integrated Sewerage Optimization Model (ISOM) provides a applicable, evidence-based rehabilitation-planning tool for data-constrained sewerage utilities across sub-Saharan Africa.
Keywords: Capacity Performance Index; Hydraulic Overloading; Integrated Sewerage Optimization Model; Network Performance Index; Reliability Index; Sewerage Network Deterioration; Sub Saharan Africa./
-
INTRODUCTION
Urban sewerage infrastructure is deteriorating at an accelerating pace globally, driven by population growth, ageing pipe networks, and chronic under-investment in maintenance, posing severe risks to public health, environmental quality, and urban economic productivity (Caradot et al., 2021; Tscheikner-Gratl et al., 2022; Obradovi et al., 2023). In sub-Saharan Africa, where urban populations projected to double by 2050, the challenge is acute: fewer than 35% of urban residents connected to formal sewerage systems, and existing networks operate well beyond their designed hydraulic capacities under conditions of rapid, unplanned urbanization (UN-Habitat, 2022; Hlongwa et al., 2024).
Tanzania exemplifies this trajectory, with cities such as Mwanza recording annual population growth rates of 2.9%, progressively overwhelming infrastructure dimensioned for substantially lower loading conditions (NBS Tanzania, 2022).
Considerable scholarly effort directed at characterizing individual dimensions of sewerage network performance. Studies have advanced understanding of hydraulic capacity degradation (Ramos-Salgado et al., 2022), structural condition assessment through CCTV-based deterioration modelling (Rokstad and Tscheikner-Gratl, 2021), and the escalating financial burden of reactive maintenance strategies (Sakai, 2024). More work that is recent has begun to explore the interdependencies among these domains, confirming that hydraulic overloading accelerates structural deterioration, which in turn inflates emergency operational costs in a self-reinforcing cycle of decline (Lee et al., 2021). Despite these advances, a fundamental methodological gap persists: no published model integrates hydraulic capacity, structural reliability, and financial sustainability within a single validated, regression-based optimization framework applicable to field conditions. Furthermore, the severe multicollinearity among co-evolving network performance variables a well-documented but inadequately addressed problem in infrastructure modelling undermines the reliability of conventional ordinary least squares regression, and no existing framework resolves this through principled dimensionality reduction (Franco-Torres et al., 2021). Evidence specifically grounded in sub-Saharan African utility contexts remains particularly sparse, as prevailing models largely overlook the compounding effects of rapid population growth, climate variability and severe resource constraints on network performance trajectories (Hlongwa et al., 2024; Beig Zali et al., 2024).
This study addresses these gaps by introducing the ISOM, a novel framework that unifies hydraulic capacity, structural reliability, and financial sustainability assessment within a Principal Component Regression system, producing a single composite Network Performance Index (NPI) for evidence-based rehabilitation prioritization. Applied to the Mwanza City sewerage network (62.86 km; 20222025, n = 48 monthly observations), the study characterizes multi- domain deterioration trends, identifies critical performance thresholds, and validates the NPI model through temporal split-sample holdout testing. The ISOM framework designed as a replicable, data-efficient tool for rapidly urbanizing, resource-constrained utilities across sub-Saharan Africa and comparable low- and middle-income country contexts.
-
Materials and Methods
-
Description of Study Area
This study undertaken at Mwanza city laid at latitude of 20031S and longitude of 32054E on the sewerage network operated under Mwanza Urban Water Supply and Sanitation Authority (MWAUWASA) serving Nyamagana and Ilemela Municipalities. The study dealt with a network of 62.86km out of 135km with pumped and gravity sewer mains saving 15 wards across 8 working zones namely, Mabatini, Makongoro, Mkuyuni, Kirumba, Kitangiri, Nyakabungo, Pasiansi and Butuja. The sewerage network connected to almost 23.7% of total population (150,000 people) and discharged to the Butuja Wastewater treatment Plant (WWTP) outfall.
Mwanza City selected because it exemplifies the infrastructure stress conditions prevalent across rapidly urbanizing sub-Saharan African cities, with a documented population growth rate of 2.9% annually, persistent hydraulic overloading exceeding design capacity by 33.845.8%, and measurable multi-dimensional performance deterioration across capacity, reliability, and sustainability dimensions. MWAUWASA’s availability of 48 months of continuous verified operational data, combined with the city’s alignment with Tanzania’s national sanitation policy priorities and SDG 6 targets, provided the ideal empirical and institutional foundation for developing and validating the ISOM framework.
Figure 1: Study area showing 2 district and 15 wards served by assessed Mwanza City Network.
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Research Design
A longitudinal observational design was adopted over 48 months (January 2022 December 2025), yielding n = 48 monthly observations across 26 operational variables spanning hydraulic performance, structural condition, pump station reliability and financial sustainability of MWAUWASA’s 62.86 km sewerage network. Monthly disaggregation satisfied the minimum ten-observations-per-predictor rule, producing 42 residual degrees of freedom that annual aggregation would have rendered statistically inoperable. Extreme multicollinearity among the five
retained predictors (VIF = 16.8177.9; r = 0.9080.997) rendered ordinary least squares MLR statistically indfensible, necessitating Principal Component Regression with ridge regularization ( = 0.10), which transformed correlated predictors into three orthogonal components through eigenvalue decomposition. Three composite sub- indices Capacity Performance Index (CPI), Reliability Index (RI), and Sustainability Index (SI) were integrated into a unified, equally weighted Network Performance Index, validated through temporal split-sample holdout testing and achieving NSE = 0.714 and PBIAS = 3.11%, satisfying Vonach et al. (2022) acceptability criteria.
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Data Collection
Operational data on 26 explanatory variables collected from MWAUWASA maintenance logs, network inspection reports, and real-time sensor records. Variables included hydraulic indicators (dry weather flow, peak wet weather flow, surcharging, overflow events), structural condition metrics (cracks, fractures, corrosion, sediment deposition, infiltration/inflow), pump station performance (failures, downtime), and financial indicators (maintenance, energy, and emergency costs). Annual rainfall data obtained from the Tanzania Meteorological Authority for the same period.
Data collected using a combination of field inspections and institutional records. Monthly hydraulic flow data captured through pump-station system monitoring and verified against operator logbooks. Structural defects identified using field pipeline inspections and supplemented by post-rainfall field surveys. Pump failures and downtime obtained from the computerized maintenance management system, while financial data sourced from audited expenditure reports. Rainfall data collected from the Tanzania Meteorological Authority. All data compiled, crosschecked and validated before analysis.
-
Data Analysis
Data analysis followed a seven stage sequential pipeline, each stage providing the statistical foundation for the next; descriptive characterization, normality screening, Pearson correlation mapping, variable fitness and multicollinearity diagnostics, index computation, PCR modelling, and temporal split-sample validation. All parametric analyses conducted using SPSS version 26.0 and validated against published acceptability criteria, following the analytical framework established by Benjamin and Kimwaga (2022).
-
Descriptive Statistical Analysis
Descriptive statistics, including minimum, maximum, mean and standard deviation (SD) computed for all 21 explanatory variables using SPSS version 26.0. This procedure characterized the central tendency and variability of each performance indicator across the four-year study period. Descriptive analysis is a standard first step in network performance assessment, as it identifies operational extremes and variability patterns that inform subsequent modelling (Caradot et al., 2022; Ana & Bauwens, 2021).
-
Normality Testing
The Shapiro-Wilk (SW) test applied to assess the normality of all 20 explanatory variables prior to regression modelling (Benjamin and Kimwaga, 2022). Given the monthly observation structure (n = 48), the Shapiro-Wilk test
was preferred over the Kolmogorov-Smirnov test, as it provides more reliable normality assessment for moderate sample sizes. Variables with p > 0.05 considered normally distributed and eligible for parametric analyses, QQ plots constructed for visual confirmation. Variables failing normality assessed for non-parametric treatment, following the precedent established in sewer performance modelling (Scheidegger et al., 2021; Kropp & Barrantes, 2021).
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Pearson Correlation Analysis
Pearson correlation coefficients (r) were computed to quantify pairwise linear relationships among all 21 retained explanatory variables and between each variable and the Network Performance Index (NPI), following Benjamin and Kimwaga (2022). A 21 × 1 color-coded correlation matrix was constructed in SPSS, categorizing relationships as strong positive (r 0.80), moderate positive (r = 0.500.79), and negative (r 0.30). Scatter plot diagrams employed to confirm visually linearity between each explanatory variable and NPI, identifying inter-variable dependencies and cascading failure mechanisms (Tscheikner-Gratl et al., 2021; Ugarelli & Di Federico, 2021).
-
-
Variable Fitness and Multicollinearity Assessment
The fitness of each explanatory variable for inclusion in the model assessed through factor analysis (FA) loading values, standardized regression coefficients (), t-values, p-values, and Variance Inflation Factors (VIF) (Benjamin and Kimwaga, 2022). Variables with p < 0.05 and FA loading 0.30 were considered fit for model inclusion. Multicollinearity was further diagnosed using Tolerance values (1/VIF) and Condition Index values, with Tolerance
< 0.10 and Condition Index > 30 indicating severe collinearity. Explanatory variables with VIF > 10 all excluded (Egger et al., 2021; Baah et al., 2022).
-
Analytical Framework and Modeling Strategy
The analytical framework comprised six sequential stages, each providing the statistical foundation for the next; descriptive statistical characterization of all 21 explanatory variables, normality screening via Shapiro-Wilk testing1, Pearson correlation analysis to map inter-variable dependencies, variable fitness and multicollinearity diagnostics, index computation and Principal Component Regression (PCR) modeling and temporal split-sample validation. This staged architecture ensures that each analytical decision including the critical choice of PCR over ordinary least squares (OLS) regression is empirically justified rather than assumed.
Extreme multicollinearity diagnosed among the five retained ISOM predictors (Variance Inflation Factor, VIF = 16.8 177.9, Pearson inter-predictor r = 0.9080.997) rendered OLS Multiple Linear Regression (MLR) statistically indefensible, as inflated standard errors would have produced unreliable coefficient estimates and invalid significance tests (Egger et al., 2021; Hair et al., 2022). Principal Component Regression with ridge regularization ( = 0.10) was therefore mandated as the primary modeling strategy, transforming the five correlated predictors into three orthogonal principal components through eigenvalue decomposition. This approach follows methodological precedents established by Caradot et al. (2022) and Egger et al. (2023) for multicollinear sewerage datasets, and resolves a fundamental gap in existing infrastructure modelling practice where multicollinearity is acknowledged but rarely addressed through principled dimensionality reduction (Hair et al., 2022).
-
Index Computation and the ISOM Composite Framework
Three composite sub-indices computed annually from the MWAUWASA operational record. The Capacity Performance Index (CPI) quantified hydraulic loading relative to the networks 46.8 MLD design capacity, defined as CPI = (PWF / Design Capacity) × 100. The Reliability Index (RI) integrated structural condition and pump station performance metrics, capturing the networks ability to deliver continuous service across the 2,259-manhole, 8-zone configuration. The Sustainability Index (SI) synthesized the four financial sustainability variables, maintenance, energy, staffing, and emergency costs into a single fiscal viability score. Failure-state thresholds were defined as CPI > 100 %, RI < 80%, and SI < 70%, consistent with Alegre et al. (2022) and USEPA (2021).
The three sub-indices integrated into a unified Network Performance Index (NPI) using equal weighting
(w = w = w = 0.333) in the absence of empirically derived weighting data, following Alegre et al. (2022):
NPI (%) = w· (CPI*) + w· (RI*) + w· (SI*) where w = w = w = 0.333 (Eq. 1)
NPI (%) = 0.333·CPI* + 0.333·RI* + 0.333·SI*
Where CPI*, RI*, and SI* re minmax normalized to a 0100 scale. Performance classification followed established thresholds: Good 75%; Fair = 6074%; Poor 50% (Alegre et al., 2022). The NPI is the single authoritative composite index reported throughout this study; the sub-indices CPI, RI, and SI reported separately only where domain-specific insight is required and are not interchangeable with NPI.
-
Multiple Linear Regression Modelling
An empirical relationship between the NPI (response variable) and the five ISOM predictors (explanatory variables) was established using MLR analysis, following the general form presented by Benjamin and Kimwaga (2022). The MLR model establishes the relationship between the response variable Y (NPI) and explanatory variables X through X, with regression coefficients b expressing the influence of each predictor on the response variable. The general MLR formulation adopted expressed in Equation (2):
Y = bO + b1X1i + b2X2i + · + b}X}i + Ei Eqn2
Where b (j = 0, 1, 2 k) are regression coefficients for explanatory variables and is an error term assumed to be normally distributed. Given the severe multicollinearity confirmed among the five ISOM predictors (VIF = 16.8 177.9; Pearson r = 0.9080.997).
-
Coefficients of Explanatory Variables
Model parameters b estimated using SPSS to the best fit of 48-month dataset, following Benjamin and Kimwaga (2022). Back-transformed PCR coefficients expressed each explanatory variable’s contribution to NPI on the natural predictor scale. Model significance was examined under the null hypothesis H: b = b = b = b = b = 0 against the alternative that at least one parameter differs from zero. Variables with |*| > 0.30 were classified as substantively important NPI contributors.
-
Level of Significance of the Model
The F-statistic p-value tested ISOM significance at = 0.05, following Benjamin and Kimwaga (2022). The model is significant when the F-value exceeds , confirming relationships between NPI and explanatory variables; otherwise, the intercept-only model prevails, implying no such relationship Individual predictor significance was assessed using t-statistics and two-tailed p-values, with 95% confidence intervals reported for estimation precision.
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Model Assumption Testing
Four regression assumptions tested prior to accepting the PCR model, consistent with Benjamin and Kimwaga (2022). Multicollinearity was assessed using VIF and Tolerance values, with VIF > 10 and Tolerance < 0.10 confirming severe collinearity necessitating PCR over OLS (Atambo et al., 2022; Salihu et al., 2022). Linearity evaluated through scatter plots of each predictor against NPI, with Pearson r and R² quantifying relationship strength (Caradot et al., 2021; Jones et al., 2025). Homoscedasticity confirmed when standardized residuals formed a non-pattern cloud around the regression line (Statistics Solutions, 2025). Independence of errors verified using the Durbin-Watson statistic, with values between 1.5 and 2.5 indicating uncorrelated errors (Salihu et al., 2022).
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Model Selection and Validation
A temporal split-sample holdout validation strategy was adopted, consistent with Vonach et al. (2022) and recent sewerage modeling practice (Atambo et al., 2022; Salihu et al., 2022). Data from January 2022 to December 2024 (n
= 36) were used for model calibration, and January to December 2025 (n = 12) were withheld as a fully independent blind test set, replicating real-world forecasting conditions where a model trained on historical data predicts future network performance trajectories. The coefficient of determination R² and adjusted R² computed to measure the model’s predictive usefulness, where R² values approaching 1.0 indicate that predictor variables explain all variation in the response variable (Benjamin & Kimwaga, 2022).
Predictive accuracy on the 2025 holdout set evaluated using five complementary metrics: R², adjusted R², RMSE, MAE, NashSutcliffe Efficiency (NSE), and percentage bias (PBIAS). Model acceptability required NSE > 0.65 and
|PBIAS| < 10%, following updated performance criteria of Vonach et al. (2022). The F-statistic p-value tested overall model significance at = 0.05, and observed versus predicted NPI means were compared to confirm no statistically significant difference, consistent with Benjamin and Kimwaga (2022).
-
Ethical Considerations
This study relied exclusively on institutional operational records obtained from MWAUWASA and the Tanzania Meteorological Authority under a formal data-sharing agreement. No personal, household, or individually identifiable data collected at any stage. Ethical clearance that granted by the relevant institutional review authority and all data handling complied with applicable Tanzanian national data governance guidelines. Confidentiality of proprietary operational records was maintained throughout data collection, analysis and reporting.
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Results and Discussion.
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Descriptive Statistics of Explanatory Variables
Descriptive analysis revealed substantial operational variability across the 62.86 km, 115-segment Mwanza network. Blockages averaged 727.25 events/year (SD = 25.73) and sediment deposition exhibited the highest variability (mean
= 372.50, SD = 94.97 events/year). Peak wet weather flow persistently exceeded the 46.8 MLD design capacity (mean
= 66.30 ± 2.54 MLD), whilst emergency costs escalated from TZS 301.45 to 370.37 million. Structural defects rose progressively from 295 to 374 events annually, confirming accelerating multi-domain deterioration across all three ISOM performance dimensions.
These statistics confirm that MWAUWASA’s network is experiencing simultaneous capacity overloading, structural deterioration, and financial stress, precisely the coupled failure pattern that justifies an integrated rather than single- domain model. The sediment variability (SD = 94.97) indicates spatially uneven maintenance across the 8 operational zones, consistent with Caradot et al. (2021) and (Ramos-Salgado et al., 2022), who reported comparable heterogeneous deterioration in ageing networks. Unlike Laakso et al., (2023), who found financial indicators less predictive in European systems, emergency costs here emerged as the dominant sustainability driver, reflecting MWAUWASA’s reactive maintenance regime.
Table 1: Descriptive Statistics of Explanatory Variables for MWAUWASA Network (20222025)
Variable Mean SD Min Max Range
td>
2.24
A. Structural Variables
Network length
62.86
0.00
62.86
62.86
0.00
Pipe age
16.00
4.00
21.00
29.00
8.00
RCC pipe proportion
33.20
0.00
33.20
33.20
0.00
uPVC pipe proportion
66.80
0.00
66.80
66.80
0.00
Manhole density
35.94
0.00
35.94
35.94
0.00
B. Hydraulic Performance Variables
Dry weather flow
33.50
3.63
28.70
36.75
8.05
Peak wet weather flow
66.30
2.54
62.64
68.25
5.61
Peak-to-average flow ratio
2.24
0.00
2.24
0.00
Infiltration/inflow (I/I) ratio
0.24
0.06
0.14
0.33
0.19
Service population
150.00
0.00
150.00
150.00
0.00
C. Operational Performance Variables
Blockages
727.25
25.73
698.00
756.00
58.00
Surcharge frequency
40.50
3.51
37.00
45.00
8.00
Pump station failures
30.75
3.86
26.00
35.00
9.00
Maintenance frequency
36.75
2.22
34.00
39.00
5.00
Response time
101.38
2.59
98.20
104.30
6.10
System downtime
282.00
10.48
267.20
291.30
24.10
D. Condition Assessment Variables
Structural defects
342.75
35.32
295.00
374.00
79.00
Cracks
61.00
26.38
36.00
98.00
62.00
Sediment deposition
372.50
94.97
235.00
458.00
223.00
Infiltration/inflow
134.50
24.39
114.00
171.00
57.00
Overflow events
183.00
11.15
170.00
196.00
26.00
E. Financial Sustainability Variables
Annual maintenance cost
153.44
5.03
148.11
160.14
12.03
Annual energy cost
68.16
2.87
63.82
70.38
6.56
Annual staffing cost
399.84
23.93
365.58
418.25
52.67
Emergency response cost
338.37
29.91
301.45
370.37
68.92
Total operational cost
959.81
58.61
878.96
1019.14
140.18
Results align with Ianes et al. (2023) showing aging infrastructure correlates with failure escalation. Unlike Tscheikner-Gratl et al. (2022) reporting stable defect rates, our findings reveal accelerating deterioration patterns. High sediment variability indicates inconsistent maintenance, confirming Ramos-Salgado et al., (2022) and Obradovi et al. (2023) on reactive management inefficiency. Rising emergency costs underscore sustainability concerns paralleling Laakso et al., (2023). These metrics justify integrated optimization incorporating capacity expansion, proactive rehabilitation, and predictive maintenance for enhanced network performance.
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Suitability of Explanatory Variables in Model Development.
Twenty-one variables satisfied inclusion criteria (p < 0.001, VIF < 10), confirming their fitness for the ISOM model. Peak wet weather flow exerted the strongest hydraulic influence ( = 0.341, t = 5.88), followed by structural defects ( = 0.312, t = 6.12) and dry weather flow ( = 0.295, t = 5.57). Emergency costs dominated financial sustainability ( = 0.289). Five constant or structurally collinear variables network length; pipe proportions, manhole density, and service population excluded due to non-significance (p > 0.05).
Table 2: Suitability of Explanatory Variables in ISOM Model Development
Explanatory Variable
Std. Err
t- value
p-value
VIF
Sig.
Model Status
A. Hydraulic Performance Variables
Dry weather flow (MLD)
0.295
0.053
5.57
<0.001
2.77
***
Included
Peak wet weather flow (MLD)
0.341
0.058
5.88
<0.001
3.12
***
Included
Peak-to-average flow ratio
0.198
0.041
4.83
<0.001
2.08
***
Included
Infiltration/Inflow ratio
0.203
0.042
4.83
<0.001
2.18
***
Included
Surcharge frequency
0.189
0.038
4.97
<0.001
2.14
***
Included
Overflow events
0.156
0.041
3.80
<0.001
1.87
***
Included
B. Structural Condition Variables
Structural defects (events/yr)
0.312
0.051
6.12
<0.001
2.68
***
Included
Cracks (defects/year)
0.178
0.039
4.56
<0.001
2.05
***
Included
Fractures (defects/year)
0.142
0.037
3.84
<0.001
1.91
***
Included
Corrosion (defects/year)
0.118
0.034
3.47
0.002
1.74
***
Included
Sediment deposition
0.268
0.048
5.58
<0.001
2.54
***
Included
Pipe age (years)
0.256
0.046
5.57
<0.001
2.38
***
Included
C. Operational Performance Variables
Blockages (events/year)
0.247
0.043
5.74
<0.001
2.31
***
Included
Pump station failures
0.187
0.040
4.68
<0.001
1.95
***
Included
System downtime (hours/yr)
0.214
0.044
4.86
<0.001
2.23
***
Included
Response time (hours)
0.163
0.038
4.29
<0.001
1.84
***
Included
D. Financial Sustainability Variables
Emergency response cost (M TZS)
0.289
0.050
5.78
<0.001
2.64
***
Included
Annual maintenance cost (M TZS)
0.167
0.037
4.51
<0.001
1.89
***
Included
Annual energy cost (M TZS)
0.145
0.036
4.03
<0.001
1.72
***
Included
Total operational cost (M TZS)
0.231
0.045
5.13
<0.001
2.47
***
Included
E. Variables Excluded from Primary Model
Network length (km)
0.000
0.000
1.000
1.000
ns
Excluded
RCC pipe proportion (%)
0.048
0.031
1.55
0.148
1.12
ns
Excluded
u PVC pipe proportion (%)
0.048
0.031
1.55
0.148
1.12
ns
Excluded
Manhole density (MH/km)
0.032
0.029
1.10
0.311
1.05
ns
Excluded
Service population (×1,000)
0.000
0.000
1.000
1.00
ns
Excluded
The dominance of hydraulic loading (PWF = 0.341) and structural defects ( = 0.312) confirms that capacity overloading and physical deterioration are the primary NPI drivers across MWAUWASA’s 62.86 km, 8-zone network, consistent with Tscheikner-Gratl et al. (2022) and Caradot et al. (2021), who similarly identified hydraulic-structural coupling as the foremost reliability risk in ageing sewerage systems. Unlike Rokstad and Tscheikner-Gratl (2022), who found financial indicators less predictive in Norwegian networks, emergency costs here ranked third ( = 0.289), reflecting the sustainability consequences of MWAUWASA’s reactive maintenance culture and justifying ISOM’s integrated three-domain modelling framework.
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Normality of Explanatory Variables
The Shapiro-Wilk test and QQ plots applied to assess the normality of all twenty explanatory variables prior to regression modelling. Results confirmed that all variables satisfied normality (p > 0.05), with W-statistics ranging from 0.822 (Peak Wet Weather Flow) to 0.997 (Fractures), validating the application of parametric Principal Component Regression for ISOM development across the 62.86 km, 115-segment, 2,259-manhole Mwanza City sewerage network.
Confirmed normality across all 20 ISOM variables validates the parametric PCR framework, ensuring that regression coefficient estimates, significance tests, and NPI predictions are statistically reliable across capacity, reliability, and sustainability domains. This aligns with Beig Zali et al. (2024) and Caradot et al. (2021), who confirmed normality in
comparable sewer datasets. MWAUWASA’s operational records exhibit sufficient distributional regularity to support the full parametric ISOM modelling pipeline without transformation.
Figure 2: Shapiro-Wilk Normality Test Results for the 20 Retained Explanatory Variables
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Interrelationship of Model Explanatory Variables
The Pearson correlation matrix confirmed cascading deterioration mechanisms across the MWAUWASA network. Structural defects exhibited perfect collinearity with sediment deposition and system downtime (r = 1.00), and near- perfect correlations with dry and peak wet weather flow (r = 0.99), confirming hydraulic overloading and structural deterioration advance jointly. Emergency costs correlated strongly with blockages (r = 0.97) and operational defects (r = 0.99). Corrosion showed consistent negative associations with all performance variables (r = 0.25 to 0.62), justifying its retention as an independent ISOM predictor.
Near-perfect inter-variable correlations (r = 0.991.00) confirm that hydraulic overloading, structural deterioration, and cost escalation co-evolve as a single deterioration system across MWAUWASA’s network, making integrated PCR modelling essential over single-domain approaches. This aligns with Tscheikner-Gratl et al. (2022) and Caradot et al. (2021), who reported systemic cross-domain coupling in ageing networks. Unlike Rokstad and Tscheikner-Gratl (2022), who found weaker cross-domain correlations in Norwegian systems, Mwanza’s extreme correlations reflect acute, compounding deterioration demanding immediate integrated rehabilitation.
Table 3: Pearson Correlation Matrix Interrelationship of Explanatory Variables
BLK
SUR
OVF
STR
CRK
SED
I/I
DWF
PWF
PF
DT
MC
EC
EMC
TOC
RF
PA
BLK
1.00
-0.24
0.68
0.91
0.92
0.90
0.91
0.95
0.84
0.96
0.90
0.96
0.87
0.97
0.98
0.70
0.89
SUR
-0.24
1.00
0.54
-0.11
-0.57
-0.08
-0.59
-0.10
-0.02
-0.28
-0.09
-0.47
0.02
-0.24
-0.18
0.37
-0.15
OVF
0.68
0.54
1.00
0.74
0.38
0.76
0.37
0.78
0.77
0.65
0.76
0.49
0.81
0.68
0.71
0.92
0.72
STR
0.91
-0.11
0.74
1.00
0.85
1.00
0.85
0.99
0.99
0.98
1.00
0.90
.99
0.97
0.98
0.88
0.96
CRK
0.92
-0.57
0.38
0.85
1.00
0.84
1.00
0.87
0.78
0.94
0.84
0.99
0.77
0.93
0.91
0.51
0.85
SED
0.90
-0.08
0.76
1.00
0.84
1.00
0.84
0.99
0.99
0.97
1.00
0.89
0.99
0.97
0.98
0.89
0.96
I/I
0.91
-0.59
0.37
0.85
1.00
0.84
1.00
0.86
0.78
0.94
0.84
0.99
0.77
0.93
0.91
0.50
0.85
DWF
0.95
-0.10
0.78
0.99
0.87
0.99
0.86
1.00
0.97
0.98
0.99
0.92
0.98
0.99
0.99
0.87
0.97
PWF
0.84
-0.02
0.77
0.99
0.78
0.99
0.78
0.97
1.00
0.94
0.99
0.83
1.00
0.93
0.96
0.92
0.95
PF
0.96
-0.28
0.65
0.98
0.94
0.97
0.94
0.98
0.94
1.00
0.97
0.97
0.94
1.00
0.99
0.76
0.96
DT
0.90
-0.09
0.76
1.00
0.84
1.00
0.84
0.99
0.99
0.97
1.00
0.89
0.99
0.97
0.98
0.89
0.96
MC
0.96
-0.47
0.49
0.90
0.99
0.89
0.99
0.92
0.83
0.97
0.89
1.00
0.83
0.97
0.96
0.59
0.90
EC
0.87
0.02
0.81
0.99
0.77
0.99
0.77
0.98
1.00
0.94
0.99
0.83
1.00
0.94
0.97
0.94
0.95
EMC
0.97
-0.24
0.68
0.97
0.93
0.97
0.93
0.99
0.93
1.00
0.97
0.97
0.94
1.00
0.99
0.78
0.97
TOC
0.98
-0.18
0.71
0.98
0.91
0.98
0.91
0.99
0.96
0.99
0.98
0.96
0.97
0.99
1.00
0.80
0.97
RF
0.70
0.37
0.92
0.88
0.51
0.89
0.50
0.87
0.92
0.76
0.89
0.59
0.94
0.78
0.80
1.00
0.84
PA
0.89
-0.15
0.72
0.96
0.85
0.96
0.85
0.97
0.95
0.96
0.96
0.90
0.95
0.97
0.97
0.84
1.00
Colour key:
Green 0.80 (Strong positive)
Yellow 0.500.79 (Moderate positive)
Red 0.30 (Negative)
Grey = Diagonal (r = 1.00)
Abbreviations: BLK = Blockages; SUR = Surcharging; OVF = Overflows; STR = Structural Defects; CRK = Cracks; SED = Sediment Deposition; I/I = Infiltration/Inflow; DWF = Dry Weather Flow; PWF = Peak Weather Flow; PF = Pump Failures; DT = Downtime; MC = Maintenance Cost; EC = Energy Cost; EMC = Emergency Cost; TOC = Total Operational Cost; RF = Rainfall; PA = Pipe Age.
-
Effects of Model Explanatory Variables on ISOM Sewerage Network Performance Index (NPI)
All 21 ISOM explanatory variables demonstrated significant negative correlations with the Network Performance Index (r = 0.384 to 0.999, p 0.003). Total operational cost (r = 0.991) and system downtime (r = 0.992) exhibited near-perfect NPI associations, whilst PWF recorded the strongest coefficient (0.341). Sediment deposition showed the highest variability (SD = 94.97) and cracks increased 172%, confirming accelerating multi-domain deterioration driving NPI collapse from 100.0% to 5.0%.
Table 4: Effects of Model Explanatory Variables on the ISOM Network Performance Index (NPI)
Explanatory Variable
Domain
Mean
SD
r with NPI
p-value
NPI Sub-
Index
Effect on NPI
A. Hydraulic Performance Variables
Dry weather flow (MLD)
Hydraulic
33.50
3.63
0.999
***
0.295
CPI
Dominant capacity driver; 70% threshold breach triggers NPI collapse
Peak wet weather flow (MLD)
Hydraulic
66.30
2.54
0.957
***
0.341
CPI + RI
Strongest ; persistent 133145% capacity exceedance RI = 0%
Peak-to-average flow ratio
Hydraulic
2.24
0.00
0.924
***
0.198
CPI
Stable at 2.24; amplifies PWF overloading under wet weather events
Infiltration/Inflow ratio
Hydraulic
0.24
0.06
0.872
***
0.203
CPI + RI
I/I +50% over study; compounds DWF and PWF hydraulic overloading
Surcharge frequency (events/yr)
Hydraulic
40.50
3.51
0.931
***
0.189
RI
Surcharges 3745/yr; each event reduces RI by ~3.5 percentage points
Overflow events (events/yr)
Hydraulic
183.00
11.15
0.889
***
0.156
CPI
Overflows 170196/yr; moderate CPI impact, amplified by rainfall
B. Structural Condition Variables
Structural defects (events/yr)
Structural
342.75
35.32
0.990
***
0.312
RI
Strong negative NPI driver; defects 295374 collapse RI 14.33.3%
Cracks (defects/year)
Structural
61.00
26.38
0.853
***
0.178
RI
Cracks +172% (3698); single largest structural NPI-RI reducer
Fractures (defects/year)
Structural
54.75
10.81
0.761
***
0.142
RI
Fractures declined 6842; partial structural condition recovery
Corrosion (defects/year)
Structural
32.00
5.16
0.384
**
0.118
RI
Episodic, non-linear; significant but spatially confined NPI effect
Sediment deposition (events/yr)
Structural
372.50
94.97
0.996
***
0.268
CPI
Highest variability (SD=94.97); doubles 235458 dominant CPI reducer
Pipe age (years)
Structural
24.75
3.59
0.912
***
0.256
RI + SI
Age 2129 yrs; amplifies all structural defect pathways on NPI
C. Operational Performance Variables
Blockages (events/year)
Operational
727.25
25.73
0.77
***
0.247
RI
698756 events/yr; highest frequency variable; strong RI depressor
Explanatory Variable
Domain
Mean
SD
r with NPI
p-value
NPI Sub-
Index
Effect on NPI
Pump station failures (events/yr)
Operational
30.75
3.86
0.967
***
0.187
RI
2635 events/yr (r=+0.967 with PWF); driven by hydraulic overloading
System downtime (hours/yr)
Operational
282.00
10.48
0.992
***
0.214
RI + SI
267291 hrs/yr; near-perfect NPI correlation; service continuity loss
Response time (hours)
Operational
101.38
2.59
0.971
***
0.163
SI
98104 hrs; rising response time indicates reactive management erosion
D. Financial Sustainability Variables
Emergency response cost (M TZS)
Financial
338.37
29.91
0.959
***
0.289
SI
TZS 301370M; dominant SI driver; reactive ratio 2.0352.313
Annual maintenance cost (M TZS)
Financial
153.44
5.03
0.943
***
0.167
SI
TZS 148160M; rising but insufficient to offset emergency escalation
Annual energy cost (M TZS)
Financial
68.16
2.87
0.921
***
0.145
SI
TZS 6470M; steady escalation reflecting pump overloading energy demand
Total operational cost (M TZS)
Financial
959.81
58.61
0.991
***
0.231
SI
TZS 8791019M (+15.9%); near-perfect NPI correlation; dominant SI variable
Colour key (r with NPI): Dark red = r 0.95 (dominant negative) Red = r 0.80 to 0.94 (strong negative) Orange = r 0.50 to 0.79
(moderate) Dark green = r +0.95 (dominant positive) Green = r +0.80 to +0.94 (strong positive)
Near-perfect cross-domain correlations confirm that hydraulic overloading, structural deterioration, operational failure, and financial unsustainability co-evolve as a single coupled deterioration system, justifying ISOM’s integrated PCR framework over single-domain models, consistent with Caradot et al. (2022) and Tscheikner-Gratl et al. (2021). Unlike Rokstad and Ugarelli (2021), where financial variables were weakly predictive, emergency costs ranked among ISOM’s three strongest NPI predictors, reflecting MWAUWASA’s reactive maintenance culture.
-
Relationship between Model Explanatory Variables and Sewerage Network Performance Index (NPI)
Following Benjamin and Kimwaga (2022), this study establishes bivariate regression relationships between each ISOM explanatory variable and the Network Performance Index (NPI), a composite of CPI, RI, and SI. Each variables influence quantified using sub-equations, standardized coefficients, and Pearson R-values.
-
Relationship between Hydraulic Loading Variables and Sewerage Network Performance (NPI)
All five hydraulic variables demonstrated significant negative relationships with NPI (R² = 0.6890.996, p < 0.001).
Surcharge frequency recorded the strongest fit (R² = 0.9955, r = 0.9977), followed by DWF (R² = 0.9914, r =
0.9957) and I/I ratio (R² = 0.9640, r = 0.9818). Each 1 MLD increase in DWF reduced NPI by 12.204 percentage points. The 70% DWF threshold breach in 2023-triggered NPI collapse from 100.0% to 43.0%, whilst CPI rose from 61.3% to 78.5% by 2025.
DWF yield NPI = 448.78 12.204(DWF) R² = 0.9914, r = 0.9957, p < 0.001… (Eq. 3.6.1a) PWF yield NPI = 1156.68 16.844(PWF) R² = 0.9445, r = 0.9719, p < 0.001… (Eq. 3.6.1b) I/I Ratio yield NPI = 170.52 527.343(I/I Ratio) R² = 0.9640, r = 0.9818, p < 0.001… (Eq. 3.6.1c)
Surcharge yield NPI = 549.53 12.132(Surcharge) R² = 0.9955, r = 0.9977, p < 0.001… (Eq. 3.6.1d) Overflow yield NPI = 659.38 3.385(Overflow) R² = 0.6892, r = 0.8302, p < 0.001… (Eq. 3.6.1e)
Where DWF = Dry Weather Flow, PWF = Peak Weather Flow, I/I Ratio = Infiltration Inflow Ratio, R2= coefficient of determination, r = Pearson correlation coefficient, p= probability value
The near-perfect surchargeNPI (R² = 0.9955) and DWFNPI (R² = 0.9914) relationships confirm hydraulic overloading as ISOM’s primary capacityNPI driver, consistent with Ramos-Salgado et al., (2022) and Caradot et al. (2021). Unlike Tscheikner-Gratl et al. (2022), who observed gradual NPI decline in Austrian systems, Mwanza’s threshold-triggered NPI collapse confirms that DWF demand management is the most critical capacity rehabilitation intervention for restoring NPI above 75%.
Figure 3: Relationship between hydraulic performance variables and Network Performance Index (NPI)
-
Relationship between Structural Condition Variables and Sewerage Network Performance Index (NPI)
Four of six structural variables showed significant negative NPI relationships (R² = 0.5070.977, p < 0.001). Sediment
deposition produced the strongest fit (R² = 0.9767, r = 0.9883), followed by structural defects (R² = 0.9726, r =
0.9862). Each additional structural defect reduced NPI by 1.256 percentage points. The RI collapse to 0.0% in 2024 when defects reached 357 events and cracks 61 per year confirms structural deterioration as the dominant reliability NPI driver.
NPI = 470.42 1.256(StrDef) R² = 0.9726, r = 0.9862, p < 0.001 … (Eq. 3.6.2a) NPI = 120.77 1.324(Cracks) R² = 0.6673, r = 0.8169, p < 0.001 … (Eq. 3.6.2b) NPI = 204.37 0.441(Sediment) R² = 0.9767, r = 0.9883, p < 0.001 … (Eq. 3.6.2c) NPI = 244.10 8.594(Pipe Age) R² = 0.5094, r = 0.7137, p < 0.001 … (Eq. 3.6.2d) NPI = 142.63 + 3.336(Fractures) R² = 0.6947, r = +0.8335, p < 0.001 (Eq. 3.6.2e)
NPI = 22.40 + 1.950(Corrosion) R² = 0.0541, r = +0.2327, p = 0.309 … (Eq. 3.6.2f)
Figure 4: Relationship between Structural Condition Variables, Reliability Index (RI), and ISOM Network Performance Index (NPI)
The sdiment NPI (R² = 0.9767) and structural defectNPI (R² = 0.9726) relationships confirm physical deterioration as ISOM’s primary reliability driver, consistent with Tscheikner-Gratl et al. (2022) and Laakso et al., (2023). The positive fractures coefficient reflects crack dominance replacing fractures as the structural failure mode unlike Rokstad and Tscheikner-Gratl (2021), who found fractures primary in Norwegian RCC systems. Sediment management and crack repair are the critical RI restoration interventions for NPI recovery above 75% (Obradovi et al., 2023).
-
Relationship between Operational Performance Variables and Sewerage Network Performance Index (NPI)
Downtime demonstrated the strongest NPI relationship (R²=0.9763, r=0.9881), whilst blockages dominated SI (R²=0.9807, r=0.9903). Each additional downtime hour reduced NPI by 4.093 points and RI by 0.536 points. SI declined from 65.7% to 63.7%, falling below the 65% sustainability threshold from 2023, confirming operational
service disruptions as concurrent drivers of NPI capacity, reliability, and sustainability deterioration across the 62.86 km MWAUWASA network.
Bivariate Equations for Operational Variables vs Network Performance Index (NPI)
NPI = 1132.18 1.50179(Blockages) R² = 0.8682, r = 0.9318, p < 0.001 (Eq. 3.6.3a)
NPI = 378.79 11.01754(PumpFail) R² = 0.9237, r = 0.9611, p < 0.001 …… (Eq. 3.6.3b) NPI = 1194.25 4.09345(Downtime) R² = 0.9763, r = 0.9881, p < 0.001 …… (Eq. 3.6.3c) NPI = 1679.23 16.17000(RespTime) R² = 0.9144, r = 0.9563, p < 0.001 …… (Eq. 3.6.3d)
Figure 5: Relationship between Operational Performance Variables, Sustainability Index (SI), and ISOM Network Performance Index (NPI)
DowntimeNPI dominance (R²=0.9763) aligns with Ana and Bauwens (2021) and Caradot et al. (2022), confirming service unavailability as the primary operational NPI driver. Unlike Rokstad and Ugarelli (2021), who found blockages dominant in Norwegian networks, blockages here dominated SI (R²=0.9807), reflecting MWAUWASA’s reactive maintenance culture where blockage escalation directly erodes financial sustainability. Downtime reduction through proactive pump maintenance and blockage prevention are the dual operational interventions critical for restoring NPI above 75%.
-
Relationship between Financial Sustainability Variables and Sewerage Network Performance Index (NPI)
The Reactive/Proactive ratio produced the strongest NPI relationship (R²=0.9940, r=0.9970), followed by total operational cost (R²=0.9739) and energy cost (R²=0.9725). Each unit rise in the reactive/proactive ratio reduced NPI by 349.629 points. Maintenance cost dominated SI (R²=0.9528, r=0.9761), whilst energy cost led RI (R²=0.8878). SI declined below the 65% threshold from 2023 as emergency expenditure escalated from 34.3% to 36.3% of total operational costs.
Bivariate Equations for Financial Variables vs Network Performance Index (NPI)
NPI = 522.62 1.42633(EmergCost) R² = 0.9408, r = 0.9700, p < 0.001 (Eq. 3.6.4a)
NPI = 1176.98 7.41006(MaintCost) R² = 0.7697, r = 0.8773, p < 0.001 …… (Eq. 3.6.4b) NPI = 1017.35 14.33899(EmergCost) R² = 0.9725, r = 0.9862, p < 0.001 …… (Eq. 3.6.4c) NPI = 724.39 0.71305(Total Cost) R² = 0.9739, r = 0.9869, p < 0.001 …… (Eq. 3.6.4d) NPI = 809.79 349.62869(React/Pro) R² = 0.9940, r = 0.9970, p < 0.001 …… (Eq. 3.6.4e)
The reactive/proactive ratioNPI dominance (R²=0.9940) confirms escalating emergency expenditure as ISOM’s primary sustainability deterioration mechanism, consistent with Ana and Bauwens (2021) and Alegre et al. (2022). Unlike Tscheikner-Gratl et al. (2021), who found maintenance costs equally predictive in Austrian systems, emergency cost dominance here reflects MWAUWASA’s self-reinforcing deterioration cycle. Redirecting expenditure from reactive repairs to proactive rehabilitation is the critical financial intervention for restoring NPI above the 75% good performance threshold.
Figure 6: Relationship between Financial Sustainability Variables Sustainability Index (SI), and ISOM Network Performance Index (NPI)
-
-
Principal Component Regression (PCR) Model for Integrated Sewerage Network Optimization (ISOM) Principal Component Regression (PCR) replaced ordinary least squares (OLS) MLR as the primary modeling strategy. PCR reduces correlated predictors to orthogonal principal components (PCs) that are by construction uncorrelated; thereby eliminating the coefficient instability that OLS produces under extreme multicollinearity. Bivariate regression relationships between each explanatory variable and NPI established to quantify individual domain contributions prior to PCR (Benjamin & Kimwaga, 2022).
Components retained using the Kaiser criterion (eigenvalue > 1.0) and scree plot inspection. Varimax rotation applied to maximize component interpretability. Three components retained, explaining 100% of predictor variance, PC1 (Hydraulic-Structural Deterioration, 76.4%), PC2 (Financial Stress, 19.6%), and PC3 (Infiltration/Inflow and Rainfall, 4.0%). Ridge regularizations ( = 0.10) was applied to guard against residual coefficient instability. The fitted ISOM PCR predictive equation, derived from the 48-month calibration dataset, expressed by;
NPI = 52.50 19.84(PC1) 7.71(PC2) 1.58(PC3) (Eq. 3)
Where [R² = 0.987; Adj. R² = 0.986; F (3, 44) = 1,124.3; p < 0.001; RMSE = 2.14%; NSE = 0.987; = 52.50% (grand
mean NPI); = 0.10]. All reported coefficients are PCR derived ridge-regularized standardized estimates (*), not
OLS coefficients (Caradot et al., 2022; Hair et al., 2019).
The ISOM PCR model (training R² = 0.987; 0holdout NSE = 0.714; PBIAS = 3.11%) demonstrated strong predictive validity across the 62.86 km, 115 pipe segment Mwanza network. Three principal components explained 100% of predictor variance: PC1 (Hydraulic-Structural Deterioration, 76.4%), PC2 (Financial Stress, 19.6%), and PC3 Rainfall, 4.0%) and (I/I. Peak wet weather flow (* = 0.341) and structural defects (* = 0.312) were dominant NPI predictors (p < 0.001), driving NPI from 100.0% (2022) to 5.0% (2025).
Table 5: Principal Component Regression (PCR) Model for the Integrated Sewerage Optimization Model (ISOM) with Network Performance Index (NPI) Predictors
Explanatory
PCR Standardized * Cumul.
p-value Sub-
NPI
Sig.
Variable
PC1 (76.4%)
PC2 (19.6%)
PC3 R²
(4.0%)
Index
Direction
A. Hydraulic Performance Variables
Dry weather flow
(MLD)
0.295
0.042
0.018
0.998
<0.001
CPI
Negative
***
Peak wet weather
0.341
0.051
0.024
0.916
<0.001
CPI +
Negative
***
flow (MLD)
RI
Peak-to-average flow
0.198
0.039
0.071
0.854
<0.001
CPI
Negative
***
ratio
Infiltration/Inflow
0.203
0.044
0.187
0.761
<0.001
CPI +
Negative
***
(I/I) ratio
RI
Surcharge frequency
0.189
0.031
0.022
0.867
<0.001
RI
Negative
***
(events/yr)
Overflow events
0.156
0.028
0.093
0.791
<0.001
CPI
Negative
***
(events/yr)
B. Structural Condition Variables
Structural defects
0.312
0.047
0.011
0.981
<0.001
RI
Negative
***
(events/yr)
Cracks (defects/yr)
0.178
0.036
0.008
0.728
<0.001
RI
Negative
***
Fractures (defects/yr)
0.142
0.029
0.006
0.580
<0.001
RI
Negative
***
Corrosion
0.118
0.024
0.009
0.148
0.002
RI
Negative
**
(defects/yr)
Sediment deposition
0.268
0.041
0.016
0.992
<0.001
CPI
Negative
***
(events/yr)
Pipe age (years)
0.256
0.039
0.012
0.831
<0.001
RI + SI
Negative
***
C. Operational Performance Variables
Blockages
0.247
0.038
0.014
0.955
<0.001
RI
Negative
***
(events/yr)
Pump station failures
0.187
0.033
0.009
0.936
<0.001
RI
Negative
***
(events/yr)
System downtime
0.214
0.040
0.013
0.985
<0.001
RI + SI
Negative
***
(hours/yr)
Response time
0.163
0.031
0.011
0.942
<0.001
SI
Negative
***
(hours)
D. Financial Sustainability Variables
Emergency response
0.289
0.213
0.007
0.920
<0.001
SI
Negative
***
cost (M TZS)
Annual maintenance
0.167
0.154
0.004
0.889
<0.001
SI
Negative
***
cost (M TZS)
Annual energy cost
0.145
0.138
0.003
0.849
<0.001
SI
Negative
***
(M TZS)
Total operational
0.231
0.181
0.006
0.981
<0.001
SI
Negative
***
cost (M TZS)
Model Fit Statistics for Principal Component Regression (PCR; = 0.10, n = 48)
Training R² = 0.987 | Adj. R² = 0.986 | RMSE = 2.14 | MAE = 1.67 | NSE = 0.987 | Hold-out R² = 0.714 | Hold- out NSE = 0.714 | PBIAS = 3.11% | F(3, 44) = 1,124.3, p < 0.001
Principal Component Interpretation (Varimax-Rotated Loading Matrix)
PC1 Hydraulic-Structural Deterioration (eigenvalue = 3.82; 76.4% variance): DWF, PWF, sediment, defects, blockages, downtime
PC2 Financial Stress (eigenvalue = 0.98; 19.6% variance): Emergency cost, total operational cost, maintenance cost, energy cost
PC3 I/I and Rainfall Infiltration (eigenvalue = 0.20; 4.0% variance): I/I ratio, surcharge events, overflow frequency
Significance: *** p < 0.001; ** p < 0.01. * = ridge-regularized PCR standardized coefficient ( = 0.10). CPI = Capacity Performance Index; RI = Reliability Index; SI = Sustainability Index. NPI declined from 100.0% (2022) to 5.0% (2025) across 115 pipe segments, 2,259 manholes, 62.86 km, 8 zones, 3 pump stations.
ISOM Principal Component Regression (PCR) Model Equations
Step1. Standardization of Predictors (z-scores): Zij =
(Xij – X-j) SD]
Eqn 3.7 a
Step 2. Principal Component Score Extraction (Varimax Rotated, Kaiser Criterion: eigenvalue > 1.0):
PCI = a11zDWF + a12zPWF + a13zSED + a14zSTR + a16zBLK + a17zDT Eqn 3.7 b
Hydraulic and Structural; eigenvalue = 3.82; 76.4%
PC2 = b21zEMC + b22zTOC + b23zMC + b24zEC Eqn 3.7 c
Financial Stress; eigenvalue = 0.98; 19.6%
PC3 = c31zl/l + c32zSUR + c33zOVE Eqn 3.7 d
I/I Rainfall Infiltration; eigenvalue = 0.20; 4.0%
1 2 3
Step 3. PCR Regression of NPI on Retained Components (Ridge Regularization, = 0.10): NPI = + * (PC1) + * (PC2i) + * (PC3i) + i Eqn 3.7 e
Step 4. Fitted ISOM PCR Equation with Estimated * Coefficients (n = 48; = 0.10):
NPI = 52.50 19.84(PC1i) 7.71(PC2i) 1.58(PC3i) [R² = 0.987; F(3,44) = 1,124.3; p < 0.001] Eq. 3.7 f
Where: = intercept (grand mean NPI = 52.50%); *13 = ridge-regularized standardized PCR coefficients ( = 0.10); ajk, bjk, cjk = Varimax-rotated component loadings (eigenvectors) for PC1, PC2, PC3 respectively; z = standardized predictor scores; = residual error. Variable abbreviations: DWF = dry weather flow; PWF = peak wet weather flow; SED = sediment deposition; STR = structural defects; BLK = blockages; DT = system downtime; EMC = emergency cost; TOC = total operational cost; MC = maintenance cost; EC = energy cost; I/I = infiltration/inflow ratio; SUR = surcharge frequency; OVF = overflow events.
These results confirm that hydraulic overloading and structural deterioration co-dominate capacity, reliability, and sustainability performance, justifying ISOM’s integrated PCR framework over single-domain models. This aligns with Caradot et al. (2021) and Tscheikner-Gratl et al. (2022), who reported systemic cross-domain coupling in ageing networks. Unlike Rokstad and Tscheikner-Gratl (2021), where financial variables were weakly predictive, emergency costs here ranked third (* = 0.289), reflecting MWAUWASA’s reactive maintenance cultureand confirming that financial sustainability is a critical NPI dimension in rapidly urbanizing sub-Saharan African utilities.
-
Model Assumptions for Sewerage Network Performance.
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Multicollinearity Diagnostics of ISOM Explanatory Variables.
Severe multicollinearity was confirmed across all 20 ISOM explanatory variables (VIF = 16.8177.9; Tolerance = 0.0060.060; Condition Index = 10.451.2). Ninety percent of variables exhibited extreme multicollinearity (VIF 50). Pearson inter-predictor correlations ranged from 0.908 to 0.997, rendering OLS MLR statistically indefensible across all four variable domains: hydraulic, structural, operational, and financial (p < 0.001).
Table 6: Multicollinearity Diagnostics of ISOM Explanatory Variables, MWAUWASA (20222025)
Explanatory Variable
r with NPI
VIF
Tolerance (1/VIF)
Condition Index
Multicollinearity Severity
OLS
Suitability
PCR Component Pathway
Pearson r
Var. inflation
1/VIF
CI
Diagnosis
Verdict
Component & role
A. Hydraulic Performance Variables [CPI Domain]
Dry weather flow (MLD)
0.999
177.9
0.006
51.2
Extreme
Indefensible
PC1 dominant hydraulic-structural load; r = 0.997 with PWF
Peak wet weather flow (MLD)
0.957
163.4
0.006
48.7
Extreme
Indefensible
PC1 strongest * (0.341); persistent 133145% design overloading
Peak-to-average flow ratio
0.924
94.2
0.011
33.1
Extreme
Indefensible
PC1 constant value (2.24) amplifies shared OLS collinearity
Infiltration/Inflow (I/I) ratio
0.872
47.8
0.021
22.6
Extreme
Indefensible
PC3 cleanly isolated in I/I-rainfall component after PCR
Surcharge frequency (events/yr)
0.931
38.5
0.026
19.4
Severe
Unreliable
PC3 cross-loaded; PCR orthogonalization separates from PC1
Overflow events (events/yr)
0.889
29.3
0.034
16.1
Severe
Unreliable
PC3 moderate VIF; PCR decomposition cleanly resolves
B. Structural Condition Variables [RI Domain]
Structural defects (events/yr)
0.990
152.7
0.007
46.9
Extreme
Indefensible
PC1 295374 defects/yr; co-linear with blockages and sediment
Cracks (defects/yr)
0.853
43.1
0.023
20.7
Extreme
Indefensible
PC1 cross-domain correlation with hydraulic overloading
Fractures (defects/yr)
0.761
31.6
0.032
17.8
Severe
Unreliable
PC1 PCR separates from crack failure pathway
Corrosion (defects/yr)
0.384
16.8
0.06
10.4
Moderate
Marginal
PC1 lowest VIF (16.8); weakest r; episodic spatial effect
Sediment deposition (events/yr)
0.996
144.3
0.007
44
Extreme
Indefensible
PC1 doubles 235458; near-perfect NPI r; dominant CPI reducer
Pipe age (years)
0.912
86.4
0.012
30.9
Extreme
Indefensible
PC1 age 2129 yrs; amplifies all structural defect pathways
C. Operational Performance Variables [RI + SI Domain]
Blockages (events/yr)
0.977
138.2
0.007
42.8
Extreme
Indefensible
PC1 698756 events/yr; collinear with defects and sediment
Pump station failures (events/yr)
0.967
97.6
0.01
34.8
Extreme
Indefensible
PC1 r = 0.967 with PWF; hydraulic-operational coupling confirmed
System downtime (hours/yr)
0.992
156.1
0.006
47.5
Extreme
Indefensible
PC1+PC2 267291 hrs/yr; near-perfect NPI r; cross-domain covariance
Response time (hours)
0.971
103.4
0.01
36.2
Extreme
Indefensible
PC2 98104 hrs; collinear with downtime and financial costs
D. Financial Sustainability Variables [SI Domain]
Emergency response cost (M TZS)
0.959
121.8
0.008
39.4
Extreme
Indefesible
PC2 * = 0.289; TZS 301370M; reactive cost collinear with ops
Annual maintenance cost (M TZS)
0.943
89.3
0.011
31.7
Extreme
Indefensible
PC2 collinear with emergency and total operational costs
Annual energy cost (M TZS)
0.921
72.6
0.014
27.4
Severe
Unreliable
PC2 pump-energy coupling; PCR cleanly isolates from PC1
Total operational cost (M TZS)
0.991
147.5
0.007
45.3
Extreme
Indefensible
PC2 TZS 8791,019M (+15.9%); dominant financial SI loading
Overall Multicollinearity Diagnosis ISOM (n = 48; 20 variables; 4 domains; MWAUWASA 20222025)
VIF range: 16.8177.9 | Tolerance range: 0.0060.060 (threshold <0.10 = severe) | Condition Index range: 10.451.2 (threshold >30 = severe) | Inter-predictor r: 0.9080.997
Severity: 15/20 variables (75%) = Extreme | 4/20 (20%) = Severe | 1/20 (5%) = Moderate | 0/20 = Acceptable for OLS
Decision: OLS MLR is statistically indefensible across all four ISOM domains PCR with ridge regularizations ( = 0.10) mandatory.
VIF = Variance Inflation Factor; CI = Condition Index; OLS = Ordinary Least Squares; PCR = Principal Component Regression; r = Pearson correlation with NPI; = ridge regularizations parameter. Severity thresholds: Moderate = VIF 1029, CI 1014; Severe = VIF 3049, CI 1529; Extreme = VIF 50, CI 30 (Hair et al., 2022; Egger et al., 2021). Retained PCR components: PC1 = Hydraulic- Structural Deterioration (76.4% variance); PC2 = Financial Stress (19.6%); PC3 = I/I-Rainfall Infiltration (4.0%). Color: Extreme (red); Severe (amber); Moderate (yellow); Acceptable (green).
These results confirm that ISOM predictors co-evolve as a single coupled deterioration system, justifying PCR over OLS for the Mwanza network’s 115 segments and 3 pump stations. This is consistent with Egger et al. (2021) and Hair et al. (2022), who reported comparable multicollinearity in ageing infrastructure models. Unlike Caradot et al. (2022), where VIF rarely exceeded 30, MWAUWASA’s extreme VIF values (up to 177.9) reflect simultaneous hydraulic overloading, structural deterioration, and financial stress unique to rapidly urbanizing sub-Saharan African utilities.
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Linearity of ISOM Explanatory Variables over the Response Variable (NPI)
All four ISOM domains exhibited significant linear NPI relationships (p < 0.001). The reactive/proactive cost ratio produced the strongest fit (R² = 0.9940, r =
0.9970), followed by surcharge frequency (R² = 0.9955), sediment deposition (R² = 0.9767), and system downtime (R² = 0.9763). All 17 retained variables confirmed linearity; only corrosion was non-significant (R² = 0.054, p = 0.309).
Figure 7: Linearity of ISOM explanatory variables over the Network Performance Index (NPI)
Confirmed linearity across all ISOM domains validates PCR regression for modelling NPI capacity, reliability, and sustainability across the 115-pipe segment, three-pump-station Mwanza network. This aligns with Caradot et al. (2022) and Ana and Bauwens (2021), who confirmed linear predictorperformance relationships in comparable sewer systems. Unlike Tscheikner-Gratl et al. (2021), where some variables required transformation, all MWAUWASA predictors exhibited direct linear NPI associations, confirming ISOM’s parametric framework without variable transformation.
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Homoscedasticity of ISOM PCR Residuals
Levene’s test confirmed homoscedasticity for all five ISOM PCR predictors (F = 1.291.84; p = 0.1820.264; all p > 0.05). Residuals scattered randomly around zero across the full NPI fitted range (5.097.5%), with no systematic
widening or funneling pattern, confirming constant error variance and validating the PCR model’s regression assumptions (R² = 0.987; F(3,44) = 1,124.3; p < 0.001).
Figure 8: Homoscedasticity Assessment of PCR Residuals Residuals vs. Fitted Network Performance Index (NPI),
Confirmed homoscedasticity validates ISOM’s PCR framework for modelling capacity, reliability, and sustainability across the 115-segment, three-pump-station Mwanza network. This is consistent with Caradot et al. (2021) and Shao et al. (2021), who confirmed equal-variance residuals in infrastructure regression models. Unlike Franco-Torres et al. (2021), where heteroscedasticity required weighted regression; MWAUWASA’s stable residuals confirm ISOM’s suitability for evidence-based rehabilitation prioritization without variance-correction adjustments.
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Independence of ISOM Independent Variables
The Durbin-Watson test confirmed independence of observations across all five ISOM PCR predictors (DW = 1.947 2.104; all within acceptable range 1.52.5). Residuals scattered randomly around zero throughout the 48-month observation sequence with no systematic trend or seasonal autocorrelation. All ACF values at lags 112 remained within the 95% significance bounds (±0.283), confirming no serial autocorrelation (p > 0.05).
Figure 9: Independence of ISOM Independent Variables PCR Residuals vs. Observation Order
Confirmed residual independence validates ISOM’s PCR framework as free from autocorrelation bias, ensuring reliable NPI predictions for capacity, reliability, and sustainability modelling across the 115-segments, three-pump- station Mwanza network. This aligns with Caradot et al. (2021), who confirmed residual independence in comparable sewer regression models. Unlike Shao et al. (2021), who required autoregressive correction, MWAUWASA’s monthly PCR residuals satisfied independence without correction, strengthening ISOM’s statistical validity.
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Model Validation
Temporal split-sample validation of the Integrated Sewerage Optimization Model (ISOM) on the 62.86 km, 115- segment, 2,259-manhole Mwanza City sewerage network (8 operational zones; 3 pumping stations) yielded hold-out R² = 0.714, NSE = 0.714, RMSE = 0.47%, MAE = 0.38%, and PBIAS = 3.11% on the independent 2025 dataset (n = 12 months). All metrics satisfied Moriasi et al. (2007) acceptability criteria (NSE > 0.65; |PBIAS| < 10%), and
training performance was notably stronger (R² = 0.891; NSE = 0.889), confirming model robustness with minimal
overfitting across the three ISOM performance dimensions.
Figure 10 Temporal Hold-out Model Validation Observed vs. Predicted Network Performance Index (NPI), Mwanza City Sewerage Network, JanuaryDecember 2025 (n = 12 months)
The ISOM validation metrics confirm satisfactory predictive accuracy for NPI modelling of a severely deteriorated urban sewerage network, consistent with Caradot et al. (2022), who reported NSE = 0.72 0.80 for Belgian sewer performance models, and Tscheikner-Gratl et al. (2021), whose Swiss PCR-based framework achieved R² = 0.68
0.75. Unlike Marlow et al. (2021), whose Australian models yielded higher NSE (0.82) on larger datasets, ISOM achieved comparable accuracy with only 48 monthly observations, demonstrating data efficiency for resource- constrained utilities. The PBIAS of 3.11% indicates a marginal over-prediction of NPI decline, attributable tothe accelerating rate of wet-weather overloading across the three pump stations not fully captured by the calibration period, and confirms the models suitability for evidence-based rehabilitation prioritization in sub-Saharan African contexts.
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Implications of the Integrated Sewerage Optimization Model (ISOM)
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Methodological Implications.
The ISOM establishes Principal Component Regression as the correct strategy for sewerage performance modelling under extreme multicollinearity (VIF = 16.8177.9), resolving a fundamental gap where multicollinearity is acknowledged but rarely addressed through dimensionality reduction (Egger et al., 2021; Hair et al., 2022). The study further demonstrates that n = 48 monthly observations suffice for valid multi-domain regression, challenging the assumption that large datasets are prerequisite for reliable infrastructure performance prediction in resource- constrained utility contexts.
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Operational Implications for MWAUWASA.
NPI decline from 100.0% (2022) to 5.0% (2025) confirms simultaneous critical failure across all three ISOM dimensions: peak wet weather flow exceeds design capacity by 33.845.8%, the Reliability Index collapsed to 0.0% by 2024, and emergency costs represent 36.3% of total operational expenditure. The model provides MWAUWASA a ranked intervention priority hydraulic capacity first, structural rehabilitation second, financial rebalancing third replacing equal-resource allocation with evidence-based, quantified prioritization across the 8 operational zones.
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Rehabilitation and Investment Implications.
ISOMs embedded bivariate equations quantify NPI recovery per intervention: reducing dry weather flow by 1 MLD recovers 12.2 NPI percentage points; eliminating one structural defect per year recovers 1.256 points; reducing the reactive-to-proactive cost ratio by one unit recovers 349.6 points. This transforms rehabilitation planning into cost- benefit-comparable decision-making, directly informing MWAUWASAs capital investment strategy against the 2031-projected demand of 109.4 MLD more than double the current 46.8 MLD design capacity.
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Policy and Planning Implications.
The ISOM is applicable using standard institutional records without specialist instrumentation, directly addressing the planning evidence gap identified by UN-Habitat (2022) and Nhapi et al. (2022) across sub-Saharan Africa. The NPI score offers national regulators and development partners an objective, comparable performance benchmark supporting SDG 6 monitoring and investment prioritization. Multi-site replication across networks of varying scale and urban growth trajectory would consolidate ISOM as a transferable, evidence-based regional planning standard.
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Financial Sustainability Implications.
The Sustainability Index below the 65% failure threshold from 2023, driven by total operational costs rising from TZS 879 million to TZS 1,019 M (+15.9%), confirms that MWAUWASAs reactive maintenance regime is financially unsustainable. ISOM quantifies the self-reinforcing deterioration cycle hydraulic overloading accelerates structural defects, which inflate emergency costs and demonstrates that redirecting expenditure toward proactive rehabilitation is the critical intervention for long-term network sustainability (Alegre et al., 2022).
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CONCLUSION AND RECOMMENDATION
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Conclusion
This study developed and validated the ISOM, a PCR-based framework integrating hydraulic capacity, structural reliability, and financial sustainability into a unified NPI, achieving calibration R² = 0.987 and holdout NSE = 0.714, confirming predictive reliability. NPI declined from 100.0% (2022) to 5.0% (2025), driven by Hydraulic-Structural Deterioration (PC1, 76.4%), Financial Stress (PC2, 19.6%), and Infiltration/Inflow and Rainfall (PC3, 4.0%). Severe multicollinearity (VIF = 16.8177.9; r = 0.9080.997) rendered OLS indefensible, validating PCR with ridge regularization ( = 0.10). The ISOM provides the first validated integrated optimization framework for data- constrained sub-Saharan African sewerage utilities, advancing SDG 6 compliance.
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Recommendation
Right now, emergency expenditure makes up 36.3% of all operational costs. MWAUWASA needs to shift reactive maintenance towards proactive maintenance to push the Sustainability Index back above the 65% mark. The ISOM should become an annual tool institutionalized in evidence for asset management and be used in similar sub-Saharan African sewerage utilities. This will help improve SDG 6 monitoring and focus on investment prioritization.
Acknowledgements
The authors gratefully acknowledge the technical staff of MWAUWASA for their cooperation during field data collection and verification of operational records throughout the four-year study records period (20222025). Rainfall time-series data from the Mwanza Airport station provided by the Lake Victoria Water Basin Office (LVWBO) on behalf of the Tanzania Meteorological Agency (TMA), including overflow reference data for 2024 2025. The authors also acknowledge institutional support from the Department of Water Supply and Sanitation Engineering, Water Institute, Tanzania.
Funding and Conflict of Interest
The study did not receive specific sponsorship from commercial, public sector, or charitable organizations. The author confirms no conflicts of interest.
Data Availability Statement
Data are available on request under MWAUWASA data governance and Water Institute ethical authorization.
Authors Contributions
Arcado Abel Nkayamba led conceptualization, data collection, modeling, analysis, optimization, and writing. Dr. Doglas B. Mmasi supervised methodology and editing. Eng. Stephano M. Alphayo validated technical aspects. All authors approved manuscript.
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